Research Policy Analysis and Coordination
Conflict of interest
UC addresses the various aspects of financial conflicts of interests in research through a number of principles, guidelines and policies intended to promote the conduct of research without bias and with the highest scientific and ethical standards.
The University and the Fair Political Practices Commission maintain a list of sponsors that are exempt from the University's non-governmental entity financial disclosure requirement.
Contact: Timothy Miller at Timothy.Miller@ucop.edu or (510) 987-0647.
Policies & Guidance
Business and Finance Bulletin G-39 PDF
Conflict-of-interest policy and compendium of specialized university policies, guidelines and regulations related to conflict-of-interest.
Disclosure of Financial Interest in Private Sponsors of Research PDF
APM-028The University of California policy on disclosure of financial interest in private sponsors of research (revised April 26, 1984, with technical updates made on April 29, 2010).
Conflict-of-interest policy for PHS-funded research PDF
August 23, 2012Policy on the disclosure of financial interests and management of conflicts of interest in Public Health Service research awards
Federal Register: PHS Final Rule for Promoting Objectivity in Research PDF | NIH Financial Conflict of Interest Policy Page Link
Conflict-of-interest policy for NSF and other UC-funded research Link
Effective December 23, 2014Policy on disclosure of financial interests and management of conflicts of interest related to sponsored projects.
Institutional Conflicts of Interest in Research: Principles, Policies and Guidance Link
RPAC Memo 11-05: June 1, 2011Information pertaining to currently existing systemwide University principles, guidelines, and policies pertaining to institutional conflicts of interests in research.
Guidance for Review of 700-U Forms Link
RPAC-17-03This Memorandum provides guidance to the campuses for the review of 700-U forms in light of the California Fair Political Practices Commission’s 2015 changes to its regulations.
FPPC: Current Form 700-U & Instructions PDF | List of Non-governmental Entities Exempt From Disclosure Requirement