Independent Registered Municipal Advisor Representations
Effective July 1, 2014, The Regents of the University of California (“The Regents”) has retained an independent registered municipal advisor. The Regents is represented by and will rely on its municipal advisor, Swap Financial Group, LLC (“Swap Financial”), to provide advice on proposals from financial services firms concerning the issuance of municipal securities and municipal financial products, including but not limited to, investments of bond proceeds and escrow investments, relating to all of The Regents’ municipal bond and commercial paper programs, as well as third party transactions from time to time. Contact information for Swap Financial is as follows:
Swap Financial Group, LLC
76 South Orange Avenue, Suite 6
South Orange, NJ 07079
Attention: Nat Singer, Managing Director
Phone: (973) 460-7900
The preceding written disclosure may be relied upon through June 30, 2020. By publicly posting this written disclosure, The Regents intends that market participants receive and use it for purposes of the independent registered municipal advisor exemption to the SEC Municipal Advisor Rule.