Office of Ethics, Compliance & Audit Services

GovernanceBoard of Regents Office of Ethics, Compliance & Audit Services › University Policy Office

History of Updates


Chronological List of Policy Updates
DATE POLICY NAME
8-25-2011 Sustainable Practices (revised to update the following sections: green building design, climate protection practices, sustainable operations, environmentally preferable purchasing, and sustainable foodservice practices)
8-25-2011 Consolidated Seismic Safety Policy. Incorporates and consolidates three policies (University Policy on Seismic Safety, Independent Seismic Review of Capital Projects, Seismic Safety for Leased and Purchased Buildings) to provide consistency with newer ratings systems for seismic safety adopted by DGS, Division of the State Architect and the California State University, and to reflect current practices with regard to engineering and process. This Policy supersedes all previous versions.
4-7-2011 Electronic Communications Policy technical revision: new paragraph 6 to Attachment 2, Section III.B. clarifies that institutional collections of patient and student information records are collected, stored, and accessed for business purposes only (see issuance letter)
2-23-2011 New Sections 102.24 and 104.90, Policies Applying to Campus Activities, Organizations and Students, and Model Policy for Discipline of Criminal Convictions. Issuance letter (pdf)
2-2-2011 Revised BUS-38 (formerly titled Disposal of Excess Material and Transfer of Federally funded University Owned Material), Disposition of Excess Property and Transfer of University-Owned Property (pdf). Issuance letter (pdf)
1-7-2011 Universitywide Review Processes for Academic Programs, Academic Units, and Research Units replaces the July 1, 1999 version of the "Compendium". See the issuance letter (doc) from President Yudof and Academic Senate Chair Simmons.
12-16-2010 The Policy on Establishment and Review of Auxiliary Enterprises (4/6/1981) has been rescinded. See the entry on the BFB "What's New" page for details.
10-1-2010 Revised Business & Finance Bulletin BUS-43, Material Management.  Capital Markets Finance Approval of Interest Factor form (issuance letter (pdf)) (replaces former Treasurer’s Approval of Interest Factor & Declaration form).  Supplements 5.0, 5.1 and 5.2 (updated)(issuance letter), Subawards Agreements for Research, Training or Public Service: An Informal Guide (Former “Exhibit E” title removed) (issuance letter (pdf))
9-17-2010 UC Policies on the Health Insurance Portability and Accountability Act of 1996 (HIPAA)
7-30-2010 Revised Business & Finance Bulletin G-45, Implementing Requirements on Expenses Incurred in Support of Official Responsibilities of the President and Chancellors (issuance letter (pdf))

7-22-2010

Student Services Fee Implementing Guidelines (issuance letter (pdf))

07-21-10 Revisions to Appendix D of the Policies Applying to Campus Activities, Organizations and Students (issuance letter (pdf))
07-21-10 Revisions to the Policy on Disclosure of Information from Student Records, Section 130 of the Policies Applying to Campus Activities, Organizations and Students (issuance letter (pdf))
06-28-10 Revisions to the Nondiscrimination and Affirmative Action Policy regarding Academic & Staff Employment ~and~ Nondiscrimination and Affirmative Action Policy Statement for University of California Publications Regarding Employment Practices (pdf) (issuance letter)
05-07-10 Revision to the Business Travel Policy (BFB G-28) (pdf)
05-01-10 Personnel Policy for Staff Members 12: Nondiscrimination in Employment and the Genetic Information Nondiscrimination Act (pdf)
02-24-10 Regents Policy on Senior Management Group Outside Professional Activities (effective date 1/1/2010) (pdf)
12-10-09 Model Policy for Involuntary Withdrawal of a Student (pdf)
11-06-09 Revised Personnel Policies PPSM 65 and PPSM 67, Termination of Career Employees, MSP I-VII & MSP VIII-IX (severance pay)
11-06-09 Revised Personnel Policy PPSM 21, Appointment (E-Verify)
10-15-09 (pdf) Revision of Sections 102.09 and 102.11, Grounds for Discipline, or the Policies Applying to Campus Activities, Organizations and Students
08-25-09 (pdf) Personnel Policies for Staff Members 2 and 43: Technical Changes to Implement Family & Medical Leave Act Requirements
07-30-09 (pdf) Fee Policy for Graduate Student In Absentia Registration
07-29-09 (pdf) Regents Policy on University Provided Housing (pdf)
07-29-09 (pdf)

Regents Policy on Senior Management Group Moving Reimbursement and Policy on the Senior Management Group Automobile Allowance

07-29-09 (pdf)

Regents Policy on the Senior Management Group Hiring Bonus and Policy on the Senior Management Group Relocation Allowance

07-17-09 (pdf) Mandatory Training for Employees

06-09-09 (doc)

New Attachment D, Campus Proposal Template for Naming Major Properties, Programs and Facilities

04-13-09 (pdf)

Regents Policy on Senior Management Group Salary and Appointment

02-23-09 (pdf)

Regents Policy on Senior Management Group Performance Management Review Process

02-23-09 (pdf)

Regents Policy on Reemployment of Retired Employees into Senior Management Group and Staff Positions

10-20-08 (pdf)

Revised Policies Applying to Campus Activities, Organizations and Students (Appx D: On-Campus Marketing of Credit Cards to Students); Section 102.05: Student Conduct and Discipline re: copyright infringement (incl. unauthorized filesharing) and Appx C: Nondiscrimination Statement for University Student-Related Publications

10-13-08 (pdf)

Revised Academic Personnel Policy 035, Affirmative Action and Nondiscrimination in Employment

09-02-08 (pdf)

Revised Academic Personnel Policy 220-85-b, Professor Series; Policy 335-10-a, Cooperative Extension Advisor Series; and Policy 740-11-c, Leaves of Absence / Sabbatical Leaves; and rescission of Academic Personnel Policy 350, Postgraduate Research (e.g., Physicist)

09-02-08 (pdf)

Revised Academic Personnel Policy 220-18-b(4), Criteria for Advancement to Professor Step VI and Professor Above Scale

06-10-08 (pdf)

Renewal -- UC Supplement to Military Pay

06-10-08 (pdf)

Revised Nondiscrimination and Affirmative Action Employment Policies

04-02-08 (pdf)

Revised Policy on Reporting and Investigating Allegations of Suspected Improper Governmental Activities (Whistleblower Policy)

03-12-08 (pdf)

Health Care Vendor Relations

01-24-08 (pdf)

University Policy with Respect to ROTC, dated March 18, 1969.

10-18-07 (pdf)

Use of University Opportunity Fund and the University Education Fund in Connection with Standby, Interim and External Financing

10-17-07 (pdf)

Statement in Support of Work-Life Integration

09-26-07 (pdf)

Education Loan Practices

07-05-07 (pdf)

Establishment of a Campus-Optional Master's Thesis Submission Fee

06-28-07 (pdf)

Special Fee Reduction Program for Nursing Employees

06-21-07 (pdf)

Religious Holiday Conflicts with Residence Hall "Move-In" Day (Guidelines 7/10/08)

03-22-07

Sustainable Practices

03-22-07 (pdf)

Revised Policy on Compulsory Campus-Based Student Fees, Section 80.00 of the University of California Policies Applying to Campus Activities, Organizations, and Students

01-29-07 (pdf)

Revised Policy on Senior Management Automobiles

01-29-07 (pdf)

Addition of Domestic Partner to Staff Personnel Policies PPSM 2 (Definition of Terms), PPSM 21 (Appointment-Near Relatives), and PPSM 83 (Death Payments)

09-25-06 (pdf)

Revised Policy on Use of University Properties, Section 40.00 of UC Policies Applying to Campus Activities, Organizations, and Students

09-11-06 (pdf)

Delegation of Authority and Administrative Guidelines for Allocation and Reallocation of Gifts and Bequests to The Regents and the Campus Foundations DA 2168 (pdf) or DA 2169 (pdf)

07-21-06 (pdf)

Revised Personnel Policies and Implementing Procedures, Medical Separation (PPSM 66) and Reasonable Accommodation (PPSM 81) effective July 1, 2006

06-30-06 (pdf)

University of California Diversity Statement

06-28-06 (pdf)

Renewal - UC Supplement to Military Pay

05-24-06 (pdf)

Revised Academic Personnel Policy 260, University Professors

05-05-06 (pdf)

Implementation of the Designated Suppliers Program

03-23-06 (pdf)

Use of Independent Contractors by University Extension

03-22-06 (pdf)

Renovation and Remodeling of Chancellors' Residences and Offices

02-10-06 (pdf)

Technical Revision to the University of California Policy on Sexual Harassment

02-08-06 (pdf)

Revised Academic Personnel Policies Related to Work and Family, January 1, 2006

01-25-06 (pdf)

Safeguards, Security and Emergency Management

01-23-06 (pdf)

Senior Management Supplemental Benefit Program

12-13-05 (pdf)

Revised Personnel Policies and Implementing Procedures on Recruitment (PPSM 20) and Professional Development (PPSM 50)

12-12-05 (pdf)

Guidelines on Seeking and Accepting Non-Competitive Research Funding

11-03-05 (pdf)

Anatomical Materials Programs

10-28-05 (pdf)

Statement of Ethical Values and Standards of Ethical Conduct

10-28-05 (pdf)

Management of Health, Safety and the Environment

10-28-05 (pdf)

Revised Personnel Policies and Implementation Procedures: Performance Management (PPSM 23) and Classification of Positions (PPSM 36)

09-23-05 (pdf)

Use of Recordings of Course Presentations

09-15-05 (pdf)

Revised Academic Personnel Manual Section 190 - Appendix E

08-23-05 (pdf)

Renewal. UC Military Pay Supplement (Two-Year Lifetime Limit on Benefits)

08-18-05 (pdf)

Electronic Communications Policy (ECP)

08-15-05 (pdf)

Establishment and Operation of Foreign Affiliate Organizations and Foreign Operations

06-28-05 (pdf)

New and revised policies, Clinical Faculty Titles

04-13-05 (pdf)

Revised Academic Personnel Policy 340, Continuing Educators; Policy 662, Additional Compensation; new salary range for Continuing Educators; and Transition Guidelines

03-07-05

Revised Academic Personnel Policy 210-1-d, Instructions to Review Committees; Policy 240, Deans and Provosts; and Policy 245 (Appendix A), Department Chairs

01-14-05

Revised Academic Personnel Policy 200-22, Recall Appointments for Academic Appointees

01-14-05

Revised Academic Personnel Policy 120, Emeritus Titles

12-14-04 (pdf)

Procedures for Responding to Reports of Sexual Harassment

08-19-04 (pdf)

2004-05 Bonus Leave Program

07-28-04

Revised Academic Personnel Policy 137, Non-Senate Appointees/Term Appointment

07-28-04

Revised Policies Applying to Campus Activities, Organizations, and Students

07-28-04

On-Campus Marketing of Credit Cards to Students

07-01-04

Renewal, Supplement to Military Pay (end of active military commitment or FY 04-05)

01-05-04

Intersegmental Cross-Enrollment Program Fee

09-29-03

Revised Academic Personnel Policy 010, Academic Freedom

09-25-03

Revised Academic Personnel Policies: Sabbatical Leave (APM 740) and Other Leaves with Pay (APM 758)

09-25-03

Renewal, Supplement to Military Pay (end of active military commitment or FY 03-04)

09-25-03

Ownership of Course Materials

07-30-03

Academic Personnel Policies 310, 311, 620: Research Titles

07-24-03

Revised Academic Personnel Policy 015, The Faculty Code of Conduct

06-25-03

Revised Personnel Policy SP60, Layoff & Reduction in Time of Career Professional and Support Staff

05-29-03

Academic Personnel Policy 390, Postdoctoral Scholars

03-12-03

Special Fee Reduction Program for Nursing Employees

02-20-03

Revised Academic Personnel Policy 715, Leaves of Absence/Family and Medical Leave

01-08-03

Academic Personnel Policies Regarding Non-Senate Academic Appointees

12-20-02

Revision of SP 43, Family and Medical Leave

12-19-02

Naming University Properties, Academic and Non-Academic Programs, and Facilities

11-04-02

Employee Service Award and Retirement Gift Program

10-08-02

Revised Probationary Period, Peace Officers (SP 22)

10-04-02 (pdf)

Whistleblower Protection Policy

09-04-02

University Guidelines on Contracting for Services

07-26-02

Revised Academic Personnel Policies on Lecturers SOE, Instructions to Review Committees, and Security of Employment (APM 285, 210-3, and 135)

07-10-02

Lobbying Disclosure Policy

06-05-02

Revised PPSM 40, 42, and 81

06-04-02

Revised Salary Scales, Graduate Student Researchers/Postgraduate Researchers

05-28-02

Renewal, Policy on Supplement to Military Pay (Up to 365 Days)

05-17-02

Revision to Student Conduct & Discipline and Student Grievance Procedures, Sections 100 and 110 of the Policies Applying to Campus Activities, Organizations, and Students

04-25-02

Disclosure of Information from Student Records, Section 130 of the Policies Applying to Campus Activities, Organizations, and Students

04-18-02

Revision of Staff Policies: Layoff and Reduction in Time (60) and Definitions (2)

03-05-02

Revision of Selected Personnel Policies for Staff Members

01-30-02

Undergraduate Admissions

12-14-01

Revised Academic Personnel Policy 015, The Faculty Code of Conduct, and new Academic Personnel Policy 016, Faculty Conduct and the Administration of Discipline

12-14-01

UC Supplement to Military Pay

11-01-01

Financial Aid Guidelines for Compliance with Proposition 209

09-18-01

ByLaws of The Librarians Association of the University of California (LAUC)

05-01-01

Curation and Repatriation of Human Remains and Cultural Items

03-28-01 (pdf)

Adoption of Cesar Chavez Holiday

01-24-01

Acceptance of Gifts and Gratuities by Employees, California Political Reform Act

12-21-00

Revised Personnel Policy, Addition of Floater Appointment

12-06-00

Salary Scale for Pharmacy, Dentistry, Physician Resident-Titles

11-22-00

Fee Policies Related to Expanded Summer Instruction

06-19-00

Interim Administrative Guidelines to Assure Contractor and Licensee Compliance with the University of California Code Of Conduct For Trademark Licensees

02-24-00

Academic Personnel Policy 075, Termination for Incompetent Performance, Senate Faculty

01-20-00

Adoption of Veterans Day Holiday

01-05-00

Code of Conduct for Trademark Licensees

12-07-99

Administrative Policies and Procedures Concerning Organized Research Units

11-23-99

Health Sciences Compensation Plan and Guidelines on Occasional Outside Professional Activities by Health Sciences Compensation Plan Participants

10-11-99

Guidelines on Intercampus Recruiting

09-28-99

Representation of the University on Letterhead and Business Cards

08-26-99

Rights to Future Research Results in University Agreements with External Parties

06-01-99

Use of Non-19900 Sources to Support Ladder-Rank Faculty (APM 190, Appendix F)

03-05-99

Emeritus Status Guidelines for Non-Academic Personnel

05-21-98

Endowed Chairs and Professorships

04-07-98

Administrative Guidelines, Procurement of Foreign-Made Equipment, Materials, or Supplies Produced by Forced, Convict, or Indentured Labor

12-23-97

Employee Payroll Deductions for Charitable Drives and Campus Fundraising Campaigns

10-06-97

Disclosure of Financial Interests and Management of Conflicts of Interest Related to Sponsored Projects (Supplements 04/26/84 PP)

09-04-97

Patent Policy

03-21-97

Procurement of Foreign-Made Equipment, Materials, or Supplies Produced by Forced, Convict, or Indentured Labor

07-29-96

Undergraduate Admissions by Exception (Regents' Policy announced by the President)

06-24-96

Self Supporting Part-Time Graduate Professional Degree Programs

05-13-96

Scholarly Meeting and Field Research Travel

03-20-96

Universitywide Student Refund Policy

03-08-96

Establishment of Admissions Deposit for M.B.A. Programs

02-16-96

Accepting Equity When Licensing University Technology

12-22-95

Ensuring Equal Opportunity in University Business Contracting

09-15-95

Support Groups, Campus Foundations, and Alumni Associations

06-28-95

Outside Professional Activities by Officers and Designated Staff

01-17-95

Seismic Safety

12-15-94

Requirement to Submit Proposals & Receive Awards for Grants and Contracts Through the University

07-11-94

Marketing of California Grapes

01-21-94

Administration of UC Housing Facilities

06-04-93

Gender and Ethnicity Representation in Health Research

12-28-92

Guidelines for Implementing a Voluntary Student Fee Pledge System

08-19-92

Copyright Ownership

01-23-92

Access to University of California Library Collections by External Users

01-29-91

Allocation Of Space To Emeritus Professors

11-01-90

Substance Abuse in the Workplace (See also 12/10/90 Guidelines)

06-19-90

Integrity in Research

05-17-89

Guidelines on University-Industry Relations

08-01-88

Smoking Restrictions --Local Policy Development

05-25-88

Undergraduate Admissions (Regents' Policy distributed by the President)

04-03-87

Safe Drinking Water and Toxic Enforcement Act of 1986, Reporting Obligations of Designated Employees

01-30-87

Undergraduate Acceptance of Admission Fee (SIR Fee)

05-07-86

Measles and Rubella Policy

04-29-86

Reproduction of Copyrighted Materials for Teaching and Research

02-11-86

Charter Day Established

12-09-85

Legal Requirements on Privacy of and Access to Information

09-24-85

Off-Air Recording of Broadcasts for Educational Purposes

05-03-85

Permission to Use the Unofficial University Seal

07-17-85

Independent Design and Cost Review of Building Plans

05-03-85

Permission to Use the Name The University of California

10-15-84

Use of Animals in Research and Teaching

10-02-84

Five-Year Reviews of DOE Laboratory Directors

07-27-84

Campus Recruitment by Organizations that Discriminate Based on Sexual Orientation

04-26-84

Disclosure of Financial Interest in Private Sponsors of Research

02-03-84

Corporate Credit Cards

11-21-83

Activities Generating Unrelated Business Income

06-27-83

Rescission, Four Year Limitation-Temporary Lecturers (Academic Personnel Manual Section 287-17-b)

10-28-83

Administrative Information Systems

06-17-83

Nondiscrimination on the Basis of Sexual Orientation

05-18-83

Joint Research Collaboration between the University and the National Laboratories

03-04-83

Financial Aid Ineligibility of Students Not Registered for the Draft

10-18-82

Proposal Submission, Special Legislative Funds

08-19-82

Employee-Vendor Relationships

04-15-82

Recharging Administrative Costs to Teaching Hospitals and Auxiliary Enterprises

11-06-81

Guidelines and Procedures for Inclusion Areas

09-02-81

Protection of Human Subjects in Research

04-06-81

Establishment and Review of Auxiliary Enterprises

03-30-81

Investments of Campus Foundations

03-17-81

Part-Time Study in the University of California

07-08-80 (pdf)

Review of Gifts/Grants for Research

06-23-80

Employee Conflict of Interest

04-24-80

Relations with Employee Organizations

09-19-79

Transfer-Consolidation-Disestablishment-Discontinuance of Academic Programs/Units

08-28-79

Guidelines for Relations with Employee Associations/Advisory Groups

04-12-79

Commercial Advertising in University Publications

03-13-78

Academic Calendar and Religious Holy Days

02-28-78

University Vehicle Acquisition and Usage

07-21-75

Staff Employees on University Committees

04-19-74

Permanent or Temporary Intercampus Transfer of Faculty

07-30-73

Records Management Committee

07-02-73

Found and Unclaimed Property

10-30-72

Change in Name of an Academic Department

03-28-72

Scope of Duties of Full-Time Faculty in the School of Veterinary Medicine

11-05-71

Scope of Duties of Full-Time Faculty in the Health Sciences Schools

03-05-71

Establishment of Academic Instructional Units

10-01-70

Display of National and State Flags on University Campuses

09-18-70

Restrictions on the Use of University Facilities and Resources for Political Activities

08-03-70

Sponsored Projects Restrictive Publication/Dissemination Clauses

05-04-70

Relations of University Staff Members with State and Federal Officials

03-18-69

Campus Reserve Officers Training Corps (ROTC) Programs

02-05-68

Professorial Name Chairs

10-31-69

Ownership of Administrative Records

11-28-67

Adjusting Academic Appointee Salaries for Nonperformance of Duties Based on Unauthorized Absence (Strike Policy)

10-12-67

Employee Conflicts of Interest

02-02-66

Capital Improvements on University Land

06-02-64

University Archives Program

03-08-63

University Records Management Program Establishment

05-21-62

Designation of Professional Librarians as Academic Employees

01-03-62

Right to Hold Elective Office

08-29-61

Centralized Library Services

06-23-58

Faculty Services to Individuals and Organizations (APM 020)

05-02-57

Activities During the Last Week of Instruction (Dead Week)

02-15-35 (pdf)

Privileges and Duties of Members of the Faculty (APM 005)