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University of California Risk Assessment and Management
University of California Risk Assessment and Planning Guidelines FY06
Information and guidance for risk assessment, audit plan, and submitting risk results and annual plan.
Control Self Assessment (pdf)
UCLA Financial Management Programs' management tool designed to assist work teams to be more effective in achieving their objectives and managing their related risks. Also offers a financial planning certificate program for campus business officers.
University of California Hazard Vulnerability Assessment (doc)
Exercise to assess and rate potential natural disasters and human-related events.
IT Risk Assessment (pdf)
UCOP risk assessment information for those departments which manage information assets or electronic resources. An assessment helps management create strategies and controls to guard information assets.
Guidelines for Reporting on Campus Control Programs (pdf)
May 1999 UCOP memo to campus controllers and control directors; Draft outline designed to provide campuses with guidance on preparing quarterly status reports for the campus financial control programs.
Overview of the University's Internal Control Structure and Environment (ppt)
Powerpoint presentation from the July 2004 meeting of the Regents' Committee on Audit.
Risk Management Information Systems Survey (doc)
Draft of survey to improve the University's capacity for informed decision making by anticipating, identifying, analyzing, financing, and mitigating potential sources of risk, both known and as yet, unrecognized.
UC Santa Barbara Risk Assessment (ppt)
Powerpoint presentation by the Office of the Controller, July 2004.
UC Davis Computer and Network Security: Security Assessment (pdf)
Webpage snapshot lists resources to assist in assessing risk. (Webpage no longer available)
UC Santa Cruz: Risk Assessment Overview (pdf)
A snapshot of the website for the UC Santa Cruz University Business Services presenting questions to utilize when obtaining goods or services. Can be found online at: http://matman.ucsc.edu/matman/purchasing/RiskAssessmentQuestions.htm
UC Berkeley: Controls and Accountability (pdf)
Overview of Controls Initiative program designed to (1) promote accountability and ethics, (2) help identify and/or mitigate risks, and (3) strengthen effectiveness and efficiency throughout the administrative side of campus activities.
UC Davis Risk Management Policy Statement (pdf)
Outline of enterprise-wide risk management, emphasizing cost efficiency and quality customer service in support of the academic mission, to contribute to optimum organizational performance. Because of the need to protect against catastrophic loss and the expense of such protection, risk management is a critical part of the total management of the campus.
Staff Development & Professional Services Division of Human Resources, UC Davis (pdf)
Accountability, Ethics and Internal Controls course is designed to enhance understanding of why university policies and procedures exist and the importance of UC institutional values in decision-making. Current information can be found at: http://sdps.ucdavis.edu/browse/ba/ba0262.htm
UC Santa Cruz Sustainability Conference 2005 (pdf)
Program schedule.
Safety Security and Anti-terrorism (SSAT) Task Force (pdf)
Presentation by a University-wide task force formed to help develop a communication and policy structure for approaching responsibilities in safety, security and anti-terrorism. Program focused on hazard risk assessment.
STAR Team Enterprise (doc)
Summary of conference call; The team has Aon working to develop a set of ERM recommendations focused on describing a fully functional system-wide risk management information database which could tap multiple sources for information concerning risk. This is much more broadly distributed compared to the claims-focused database currently employed by campus Risk Management offices (and OPRM).
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