Conflict of interest

UC addresses the various aspects of financial conflicts of interests in research through a number of principles, guidelines and policies intended to promote the conduct of research without bias and with the highest scientific and ethical standards.

The University and the Fair Political Practices Commission maintain a list of sponsors that are exempt from the University's non-governmental entity financial disclosure requirement.

Contact: Jeff Hall at jeff.hall@ucop.edu or (510) 987-0688.

Policies & Guidance

Business and Finance Bulletin G-39 PDF

Conflict-of-interest policy and compendium of specialized university policies, guidelines and regulations related to conflict-of-interest.

Disclosure of Financial Interest in Private Sponsors of Research PDF

APM-028

The University of California policy on disclosure of financial interest in private sponsors of research (revised April 26, 1984, with technical updates made on April 29, 2010).

Conflict-of-interest policy for PHS-funded research PDF

August 23, 2012

Policy on the disclosure of financial interests and management of conflicts of interest in Public Health Service research awards

Federal Register: PHS Final Rule for Promoting Objectivity in Research PDF | NIH Financial Conflict of Interest Policy Page Link

Conflict-of-interest policy for NSF and other UC-funded research Link

Effective December 23, 2014

Policy on disclosure of financial interests and management of conflicts of interest related to sponsored projects.

NSF Conflicts of Interest Page Link

Institutional Conflicts of Interest in Research: Principles, Policies and Guidance Link

RPAC Memo 11-05: June 1, 2011

Information pertaining to currently existing systemwide University principles, guidelines, and policies pertaining to institutional conflicts of interests in research.

Guidance for Review of 700-U Forms Link

RPAC-17-03

This Memorandum provides guidance to the campuses for the review of 700-U forms in light of the California Fair Political Practices Commission’s 2015 changes to its regulations.

FPPC: Current Form 700-U & Instructions PDF | List of Non-governmental Entities Exempt From Disclosure Requirement

Public Access Requests for PHS Investigators’ COI information