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Summary of Systemwide Activity

PATENTING AND LICENSING ACTIVITY: OTT AND CAMPUS OFFICES
Year Ended June 30, 1996


 OTT UCB UCLA UCSD TOTAL
Disclosure and Prosecution
   Inventions Reported
   US Applications Filed
      First Filings
      Secondary Filings
         Total

   US Patents Issued
   Total Active US Patents
   First Foreign Filings
   Foreign Patents Issued
   Total Active Foreign Patents  

Licensing
   Agreements Issued
      Options
      Utility Licenses
      Plant Licenses

   Total Active Agreements
      Options
      Utility Licenses
      Plant Licenses

380

140
  83
233

122
979
108
246
1170




16
53
10


43
307
352

58

12
  12
24

18
77
19
2
6




11
18
n/a


19
42
n/a

117

38
  23
61

16
61
19
2
7




10
22
n/a


6
46
n/a

106

17
   0
17

3
15
4
0
0




1
5
n/a


2
8
n/a

661

207
118
325

159
1132
150
250
1183




38
98
10


70
403
352

Fiscal Year Comparisons


  FY91   FY95   FY96 % CHANGE
(FY95-FY96)
Disclosure and Prosecution
   Inventions Reported
   US Applications Filed
      First Filings
      Secondary Filings
         Total

   US Patents Issued
   First Foreign Filings

Licensing
   New Agreements Issued
      Options
      Utility Licenses
      Plant Licenses

   Total Active Agreements
      Options
      Utility Licenses
      Plant Licenses

464

131
  95
226

76
64



31
40
57


53
185
393

525

211
423
634

122
142



32
59
26


61
339
368

661

207
118
325

158
150



38
98
10


70
403
352

26%

-2%
-72%
-49%

30%
6%



19%
66%
-62%


15%
19%
-4%


FINANCIAL ACTIVITY: OTT AND CAMPUS OFFICES
Year Ended June 30, 1996
(Thousands)


  OTT   UCB   UCLA UCSD TOTAL
Income from Royalties and Fees
   Less: Payments to Joint Holders
      Adjusted Gross Income (A)

Legal and Other Direct Expenses
   Less: Reimbursements
      Net Legal Expenses (B)

Mandatory Distributions
   Inventor Shares
   State Share
      Total Distributions (C)

Operating Expenses (D)

Net Income/Loss (A-B-C-D)
  $61,546 
(5,988)
55,558

15,982 
(6,246)
9,736 


18,425 
6,797
25,222 

4,839 

$15,761 
$ 669 
(36)
63 

723 
(505)
218 


169 
62 
231 

464

$(280)
$ 944 
(5)
939 

1,016 
(339)
677 


394
(33)
361

702

$(801)
$  45
0
45

247
0
247


3
(51)
(48)

519

$(673)
  $63,204
(6,029)
57,175

17,968
(7,090)
10,878 


18,991
6,775
25,766

6,524

$14,007

Fiscal Year Comparisons


  FY91   FY95   FY96 % CHANGE
(FY95-FY96)
Income from Royalties and Fees
   Less: Payments to Joint Holders
      Adjusted Gross Income (A)

Legal Expenses
   Less: Reimbursements
      Net Legal Expenses (B)

Mandatory Distributions
   Inventor Shares
   State Share
      Total Distributions (C)

Operating Expenses (D)

Net Income/Loss (A-B-C-D)
  $20,159
(1,298)
18,861

6,921
(2,360)
4,561


3,104
2,799
5,903

3,614

$ 4,783
  $57,272
(6,747)
50,525

17,073
(5,852)
11,221


17,123
5,546
22,669

6,285

$10,350
 $63,204
(6,029)
57,175

17,968
(7,090)
10,878


18,991
6,775
25,766

6,524

$14,007
10%
-11%
13%

5%
21%
-3%


11%
22%
14%

4%

35%

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