CONFLICT OF INTEREST -
APPENDIX A
2006 Designated Officials with Indicated Required Disclosure Categories
Board of Regents and
Principal Officers of The Regents
| Position |
Disclosure Categories |
| Members of the Board of Regents | n/a |
| General Counsel and Vice President for Legal Affairs | 1 |
| Deputy General Counsel | 5, 16 |
| Managing University Counsel | 5, 16 |
| Special Counsel | 5, 16 |
| University Counsel | 5, 16 |
| Counsel | 5, 16 |
| Coordinator - Information Practices & Conflict of Interest | 1 |
| Treasurer and Vice President for Investments * | n/a |
| The Assistant Treasurer * | n/a |
| Director, Operations | 1 |
| Director, Private Equity | 1 |
| Assistant Director, Investment Risk Management | 1 |
| Managing Director, Alternative Investments | 1 |
| Managing Director, Externally Managed Investments | 1 |
| Managing Director, Fixed Income | 1 |
| Managing
Director, Risk Management |
1 |
| Junior Portfolio Managers | 1 |
| Manager Quantitative Analytic | 1 |
| Senior Portfolio Managers | 1 |
| Alternative Investment Officers | 1 |
| Alternative Investments Officer, Real Assets | 1 |
| Equity Investment Officers | 1 |
| Externally Managed Investment Officer | 1 |
| Credit Officer | 1 |
| Private Equity Investment Officers | 1 |
| Senior Investment Analyst | 1 |
| * The following ex-officio
Regents are not designated officials under this Code: the Governor, the
Lieutenant Governor, the Speaker of the Assembly, and the
Superintendent
of Public Instruction. (Gov. Code, §§ 82019 and 87200.) As
elected
State Officials, they are required to file disclosure statements (Form
700)
under Article 2 of Chapter 7 (§ 87200 et seq.) of Title 9 of the
Government Code. Also, the Fair Political Practices Commission has
determined that
University officials holding previously designated positions as
"Members
of the Board of Regents," as the "Treasurer," and as the "President,"
are
no longer designated officials under this Code. Their specific
positions
have been deleted from the Code. However, they are subject to the
financial
disclosure requirements set forth in Article 2 of Chapter 7 of the
Political
Reform Act. (Gov. Code, § 87200 et seq.) These officials are
considered
to be "other public officials who manage public investments" pursuant
to
Government Code section 87200 of the Political Reform Act and are
required
to file the Form 700 Statement of Economic Interests. (Gov. Code
§§
82019 and 87200, 2 Cal. Code Regs., tit. 2, § 18701 subd. (b).)
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