APPENDIX A

CONFLICT OF INTEREST CODE - APPENDIX A

2004 Designated Officials with Indicated Required Disclosure Categories

Board of Regents and Principal Officers of The Regents

Position
Disclosure
Categories

Members of the Board of Regents*
N/A

General Counsel and Vice President for Legal Affairs
1

Deputy General Counsel
1

Managing University Counsel
5, 16

Special Counsel
5, 16

University Counsel
5, 16

Counsel
5, 16

Coordinator - Information Practices & Conflict of Interest
1

Treasurer and Vice President for Investments*
N/A

The Assistant Treasurer*
N/A

Managing Director - Equity Investments
1

Equity Investment Officers
1

Director, Operations
1

Managing Director - Fixed Income
1

Fixed Income Investment Officer
1

Manager Quantitative Analytic
1

Private Equity Officer
1

Senior Portfolio Manager
1

Managing Director, Risk Management
1

Managing Director - Alternative Investments
1

Director - Absolute Return Investment
1

* The following ex-officio Regents are not designated officials under this Code: the Governor, the Lieutenant Governor, the Speaker of the Assembly, and the Superintendent of Public Instruction. (Gov. Code, §§ 82019 and 87200.) As elected State Officials, they are required to file disclosure statements (Form 700) under Article 2 of Chapter 7 (§ 87200 et seq.) of Title 9 of the Government Code. Also, the Fair Political Practices Commission has determined that University officials holding previously designated positions as "Members of the Board of Regents," as the "Treasurer," and as the "President," are no longer designated officials under this Code. Their specific positions have been deleted from the Code. However, they are subject to the financial disclosure requirements set forth in Article 2 of Chapter 7 of the Political Reform Act. (Gov. Code, § 87200 et seq.) These officials are considered to be "other public officials who manage public investments" pursuant to Government Code section 87200 of the Political Reform Act and are required to file the Form 700 Statement of Economic Interests. (Gov. Code §§ 82019 and 87200, 2 Cal. Code Regs., tit. 2, § 18720.)

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Last updated January 2004

Position	Disclosure Categories
Members of the Board of Regents*	N/A
General Counsel and Vice President for Legal Affairs	1
Deputy General Counsel	1
Managing University Counsel	5, 16
Special Counsel	5, 16
University Counsel	5, 16
Counsel	5, 16
Coordinator - Information Practices & Conflict of Interest	1
Treasurer and Vice President for Investments*	N/A
The Assistant Treasurer*	N/A
Managing Director - Equity Investments	1
Equity Investment Officers	1
Director, Operations	1
Managing Director - Fixed Income	1
Fixed Income Investment Officer	1
Manager Quantitative Analytic	1
Private Equity Officer	1
Senior Portfolio Manager	1
Managing Director, Risk Management	1
Managing Director - Alternative Investments	1
Director - Absolute Return Investment	1