NSF Survey of Research and Development Expenditures at Universities and Colleges

Institution Information Institution Name: U CA Santa Cruz Institution ID (FICE):   Type of Institution: Academic Institution Highest Degree Granted: Doctorate degree Type of Control: Public

Institution Name: U CA Santa Cruz         Institution ID: 001321 Institution Contact Information Person Submitting the Data Name (First, MI, Last): Teresa   Soito Title: Systems Analyst, Info Mgmt School Address Address Line 1: 1111 Franklin Street Address Line 2: 7th Floor City, State, Zipcode: Oakland CA 94607 Contact Options Telephone Number: 510-987-0394 Extension:   Fax Number: 510-839-3573 E-mail Address: teresa.soito@ucop.edu Person Who Prepared the Data (ONLY if different from above) Name (First, MI, Last):       Title:   Telephone Number:   Extension:   E-mail Address:   Survey Preparation Information In which month does your institution's fiscal year begin? July

Institution Name: U CA Santa Cruz         Institution ID: 001321
Hospital Question
On this survey, do you include expenditure data for research and development performed at a hospital?	No

Institution Name: U CA Santa Cruz         Institution ID: 001321 Item 1. Expenditures by Source of Funds, FY 1997-99 (Dollars in Thousands) Source of Funds Line Total R&D Expenditures Basic Research Fiscal Year % Change 1998-99 Fiscal Year 1999 1998 1997 1999 1998 1997 Federal Government 1110 25084   29849   27839   -16.0% 0 20297 18931 State and Local Governments 1125 1846   1665   1342   10.9%   Industry 1150 1094   1458   1253   -25.0% Institutional Funds 1160 18856   18800   12731   0.3%   Institutionally financed organized   research 1161 16481   16696   6351   -1.3%   Unreimbursed indirect costs and   related sponsored research 1162 2375   2104   6380   12.9% All Other Sources 1175 6022   4761   4329   26.5% Total 1100 52902   56533   47494   -6.4% 0 35616 29921 Item 1 1999 Comments: Line 1110 Federal Gov't Expenditures decreased due to the deletion of expenditures in Social Science Education research that should not be included in the survey.

Institution Name: U CA Santa Cruz         Institution ID: 001321 Item 1a. Passed Through Funds, FY 1997-99 (Dollars in Thousands) Subrecipients Line (1) Total (2) Federal Fiscal Year % Change 1998-99 Fiscal Year % Change 1998-99 1999 1998 1997 1999 1998 1997 Educational subrecipients 1910 0   0 U 0 U 0.0% 0   0 U 0 U 0.0% Other subrecipients 1920 0   0 U 0 U 0.0% 0   0 U 0 U 0.0% Total 1900 0   0 U 0 U 0.0% 0   0 U 0 U 0.0%

Institution Name: U CA Santa Cruz         Institution ID: 001321 Item 2. Current Fund Expenditures, FY 1997-99 (Dollars in Thousands) Field of Science and Engineering Line (1) Total R&D Expenditures (2) Federally Funded R&D Expenditures Fiscal Year % Change 1998-99 Fiscal Year % Change 1998-99 1999 1998 1997 1999 1998 1997 Engineering (Total) 1410 3061   2623   4247   16.7% 2318   2123   3892   9.2%   Aeronautical & astronautical 1411 0   0   0   0.0% 0   0   0   0.0%   Bioengineering/biomedical 1418 0   0   0   0.0% 0   0   0   0.0%   Chemical 1412 0   0   0   0.0% 0   0   0   0.0%   Civil 1413 0   0   0   0.0% 0   0   0   0.0%   Electrical 1414 3027   2623   0   15.4% 2318   2123   0   9.2%   Mechanical 1415 0   0   0   0.0% 0   0   0   0.0%   Metallurgical & materials 1417 0   0   0   0.0% 0   0   0   0.0%   Other 1416 34   0   4247   999.9% 0   0   3892   0.0% Physical sciences (Total) 1420 22600   22681   21579   -0.4% 8250   8415   9613   -2.0%   Astronomy 1421 12481   12722   11745   -1.9% 1882   1503   1830   25.2%   Chemistry 1422 4793   4448   5520   7.8% 3133   2710   4038   15.6%   Physics 1423 5326   5511   4293   -3.4% 3235   4202   3724   -23.0%   Other 1424 0   0   21   0.0% 0   0   21   0.0% Environmental sciences (Total) 1430 12880   11390   9476   13.1% 5945   5515   6504   7.8%   Atmospheric 1431 0   0   0   0.0% 0   0   0   0.0%   Earth sciences 1432 3980   3345   3130   19.0% 2236   2099   2536   6.5%   Oceanography 1433 7462   6425   4815   16.1% 3541   3177   3770   11.5%   Other 1434 1438   1620   1531   -11.2% 168   239   198   -29.7% Mathematical sciences (Total) 1441 590   530   450   11.3% 282   307   274   -8.1% Computer sciences (Total) 1442 1605   1520   949   5.6% 1329   1150   760   15.6% Life sciences (Total) 1450 8676   8759   8488   -0.9% 5603   5895   5450   -5.0%   Agricultural 1451 1488   1276   1321   16.6% 30   28   16   7.1%   Biological 1452 7188   7483   7167   -3.9% 5573   5867   5434   -5.0%   Medical 1453 0   0   0   0.0% 0   0   0   0.0%   Other 1454 0   0   0   0.0% 0   0   0   0.0% Psychology (Total) 1460 1099   1239   969   -11.3% 564   776   772   -27.3% Social sciences (Total) 1470 2296   7618   1313   -69.9% 787   5665   574   -86.1%   Economics 1471 293   242   246   21.1% 120   133   104   -9.8%   Political science 1472 97   71   47   36.6% 0   1   1   -100.0%   Sociology 1473 389   283   234   37.5% 143   79   67   81.0%   Other 1474 1517   7022   786   -78.4% 524   5452   402   -90.4% Other sciences (Total) 1480 95   173   23   -45.1% 6   3   0   100.0% Total 1400 52902   56533   47494   -6.4% 25084   29849   27839   -16.0% Item 2 1999 Comments: Line 1474 Other Social Sciences decreased and total Federal Gov't Expenditures decreased due to the deletion of expenditures in Social Science Education research that should not be included in the survey.

Institution Name: U CA Santa Cruz         Institution ID: 001321 Item 3. Equipment Expenditures, FY 1997-99 (Dollars in Thousands) Field of Science and Engineering Line (1) Total R&D Expenditures (2) Federally Funded R&D Expenditures Fiscal Year % Change 1998-99 Fiscal Year % Change 1998-99 1999 1998 1997 1999 1998 1997 Engineering (Total) 1810 126   78   225   61.5% 117   67   217   74.6%   Aeronautical & astronautical 1811 0   0   0   0.0% 0   0   0   0.0%   Bioengineering/biomedical 1818 0   0   0   0.0% 0   0   0   0.0%   Chemical 1812 0   0   0   0.0% 0   0   0   0.0%   Civil 1813 0   0   0   0.0% 0   0   0   0.0%   Electrical 1814 126   78   0   61.5% 117   67   0   74.6%   Mechanical 1815 0   0   0   0.0% 0   0   0   0.0%   Metallurgical & materials 1817 0   0   0   0.0% 0   0   0   0.0%   Other 1816 0   0   225   0.0% 0   0   217   0.0% Physical sciences (Total) 1820 374   626   715   -40.3% 176   389   200   -54.8%   Astronomy 1821 180   92   116   95.7% 78   22   45   254.5%   Chemistry 1822 194   135   392   43.7% 98   67   26   46.3%   Physics 1823 0   399   205   -100.0% 0   300   128   -100.0%   Other 1824 0   0   2   0.0% 0   0   1   0.0% Environmental sciences (Total) 1830 255   300   280   -15.0% 168   174   153   -3.4%   Atmospheric 1831 0   0   0   0.0% 0   0   0   0.0%   Earth sciences 1832 113   115   110   -1.7% 62   75   74   -17.3%   Oceanography 1833 135   157   119   -14.0% 99   97   77   2.1%   Other 1834 7   28   51   -75.0% 7   2   2   250.0% Mathematical sciences (Total) 1841 0   0   4   0.0% 0   0   3   0.0% Computer sciences (Total) 1842 59   134   14   -56.0% 59   133   13   -55.6% Life sciences (Total) 1850 289   573   270   -49.6% 147   470   198   -68.7%   Agricultural 1851 1   3   7   -66.7% 0   2   0   -100.0%   Biological 1852 288   570   263   -49.5% 147   468   198   -68.6%   Medical 1853 0   0   0   0.0% 0   0   0   0.0%   Other 1854 0   0   0   0.0% 0   0   0   0.0% Psychology (Total) 1860 3   7   1   -57.1% 1   0   0   999.9% Social sciences (Total) 1870 13   14   26   -7.1% 8   12   2   -33.3%   Economics 1871 0   0   0   0.0% 0   0   0   0.0%   Political science 1872 0   0   0   0.0% 0   0   0   0.0%   Sociology 1873 0   0   21   0.0% 0   0   0   0.0%   Other 1874 13   14   5   -7.1% 8   12   2   -33.3% Other sciences (Total) 1880 0   0   0   0.0% 0   0   0   0.0% Total 1800 1119   1732   1535   -35.4% 676   1245   786   -45.7% Item 3 1999 Comments: Line 1823 Physics equipment expenditures decreased because the bulk of the 1998 purchases were made from federal grants/awards that expired in 1998.

Institution Name: U CA Santa Cruz         Institution ID: 001321 Proposed New Item for FY 2000 Item 1b. Current Fund Expenditures (Total and Federally Financed) for Separately Budgeted R&D in the Sciences and Engineering Received as a Subrecipient Comments/Suggestions: We would not be able to provide this detail.

Institution Name: U CA Santa Cruz         Institution ID: 001321 Optional Item 2a. Non-S&E Current Fund Expenditures, FY 1997-1999 (Dollars in Thousands) Non-Science and Engineering Field Line (1) Total R&D Expenditures (2) Federally Funded R&D Expenditures Fiscal Year % Change 1998-99 Fiscal Year % Change 1998-99 1999 1998 1997 1999 1998 1997 Education 1510 0   0 U 0   0.0% 0   0 U 0   0.0% Law 1520 0   0 U 0   0.0% 0   0 U 0   0.0% Humanities 1530 0   0 U 0   0.0% 0   0 U 0   0.0% Visual and performing arts 1540 0   0 U 0   0.0% 0   0 U 0   0.0% Business and management 1550 0   0 U 0   0.0% 0   0 U 0   0.0% Communications, journalism, and library science 1560 0   0 U 0   0.0% 0   0 U 0   0.0% Social work 1570 0   0 U 0   0.0% 0   0 U 0   0.0% Other Non-science and engineering fields (specify: ) 1580 0   0 U 0   0.0% 0   0 U 0   0.0% Total, non-science and engineering fields 1500 0   0 U 0   0.0% 0   0 U 0   0.0% Total, science and engineering fields (from Item 2) 1400 52902   56533   47494   -6.4% 25084   29849   27839   -6.4% Grand total 1600 52902   0 U     999.9% 25084   0 U     999.9%

Note:

Data tabulated on Fri Jan 21 15:47:46 2000 999.9% denotes a percent change of 999.9% or greater. "N" denotes uncollected data. "I" denotes imputed data. "E" denotes estimated data. "B" denotes data awaiting imputation.