NSF Survey of Research and Development Expenditures at Universities and Colleges

Institution Information Institution Name: U CA Santa Barbara Institution ID (FICE):   Type of Institution: Academic Institution Highest Degree Granted: Doctorate degree Type of Control: Public

Institution Name: U CA Santa Barbara         Institution ID: 001320 Institution Contact Information Person Submitting the Data Name (First, MI, Last): Teresa   Soito Title: Systems Analyst, Info Mgmt School Address Address Line 1: 1111 Franklin Street Address Line 2: 7th Floor City, State, Zipcode: Oakland CA 94607 Contact Options Telephone Number: 510-987-0394 Extension:   Fax Number: 510-839-3573 E-mail Address: teresa.soito@ucop.edu Person Who Prepared the Data (ONLY if different from above) Name (First, MI, Last):       Title:   Telephone Number:   Extension:   E-mail Address:   Survey Preparation Information In which month does your institution's fiscal year begin? July

Institution Name: U CA Santa Barbara         Institution ID: 001320
Hospital Question
On this survey, do you include expenditure data for research and development performed at a hospital?	No

Institution Name: U CA Santa Barbara         Institution ID: 001320 Item 1. Expenditures by Source of Funds, FY 1997-99 (Dollars in Thousands) Source of Funds Line Total R&D Expenditures Basic Research Fiscal Year % Change 1998-99 Fiscal Year 1999 1998 1997 1999 1998 1997 Federal Government 1110 74026   68408   74149   8.2% 0 46517 50421 State and Local Governments 1125 1823   1789   1898   1.9%   Industry 1150 4742   3666   2876   29.4% Institutional Funds 1160 15781   15789   9415   -0.1%   Institutionally financed organized   research 1161 11908   11479   4715   3.7%   Unreimbursed indirect costs and   related sponsored research 1162 3873   4310   4700   -10.1% All Other Sources 1175 8189   6382   6458   28.3% Total 1100 104561   96034   94796   8.9% 0 60501 59721

Institution Name: U CA Santa Barbara         Institution ID: 001320 Item 1a. Passed Through Funds, FY 1997-99 (Dollars in Thousands) Subrecipients Line (1) Total (2) Federal Fiscal Year % Change 1998-99 Fiscal Year % Change 1998-99 1999 1998 1997 1999 1998 1997 Educational subrecipients 1910 0   0 U 0 U 0.0% 0   0 U 0 U 0.0% Other subrecipients 1920 0   0 U 0 U 0.0% 0   0 U 0 U 0.0% Total 1900 0   0 U 0 U 0.0% 0   0 U 0 U 0.0%

Institution Name: U CA Santa Barbara         Institution ID: 001320 Item 2. Current Fund Expenditures, FY 1997-99 (Dollars in Thousands) Field of Science and Engineering Line (1) Total R&D Expenditures (2) Federally Funded R&D Expenditures Fiscal Year % Change 1998-99 Fiscal Year % Change 1998-99 1999 1998 1997 1999 1998 1997 Engineering (Total) 1410 37147   34977   36287   6.2% 27670   26393   29200   4.8%   Aeronautical & astronautical 1411 0   0   0   0.0% 0   0   0   0.0%   Bioengineering/biomedical 1418 288   0   0   999.9% 0   0   0   0.0%   Chemical 1412 4766   4930   5038   -3.3% 3794   3173   3532   19.6%   Civil 1413 0   0   0   0.0% 0   0   0   0.0%   Electrical 1414 20052   18168   20032   10.4% 15485   14665   16968   5.6%   Mechanical 1415 2698   2215   2270   21.8% 1935   1567   1644   23.5%   Metallurgical & materials 1417 9164   9541   8808   -4.0% 6456   6988   7042   -7.6%   Other 1416 179   123   139   45.5% 0   0   14   0.0% Physical sciences (Total) 1420 21057   18068   19305   16.5% 16479   13868   16781   18.8%   Astronomy 1421 0   0   0   0.0% 0   0   0   0.0%   Chemistry 1422 6997   5620   4470   24.5% 5364   4074   4079   31.7%   Physics 1423 14060   12448   9991   12.9% 11115   9794   8785   13.5%   Other 1424 0   0   4844   0.0% 0   0   3917   0.0% Environmental sciences (Total) 1430 24007   16853   14427   42.4% 16140   11458   10214   40.9%   Atmospheric 1431 0   0   0   0.0% 0   0   0   0.0%   Earth sciences 1432 2907   2765   2544   5.1% 1446   1495   1434   -3.3%   Oceanography 1433 14683   13709   11839   7.1% 9933   9634   8745   3.1%   Other 1434 6417   379   44   999.9% 4761   329   35   999.9% Mathematical sciences (Total) 1441 2403   2157   2015   11.4% 1656   1672   1552   -1.0% Computer sciences (Total) 1442 2162   7047   6010   -69.3% 1252   5025   4841   -75.1% Life sciences (Total) 1450 7495   7602   3358   -1.4% 5194   5262   2639   -1.3%   Agricultural 1451 0   0   0   0.0% 0   0   0   0.0%   Biological 1452 3046   3120   3358   -2.4% 2253   2240   2639   0.6%   Medical 1453 4449   4482   0   -0.7% 2941   3022   0   -2.7%   Other 1454 0   0   0   0.0% 0   0   0   0.0% Psychology (Total) 1460 1777   1420   5079   25.1% 1426   1206   4190   18.2% Social sciences (Total) 1470 8037   7451   7429   7.9% 4121   3483   4421   18.3%   Economics 1471 14   22   25   -36.4% 0   0   1   0.0%   Political science 1472 103   69   43   49.3% 1   0   0   999.9%   Sociology 1473 150   161   110   -6.8% 5   4   4   25.0%   Other 1474 7770   7199   7251   7.9% 4115   3479   4416   18.3% Other sciences (Total) 1480 476   459   886   3.7% 88   41   311   114.6% Total 1400 104561   96034   94796   8.9% 74026   68408   74149   8.2% Item 2 1999 Comments: Line 1434 Other Environmental Sciences and Line 1442 Computer Sciences decreased due to recoding/transfer of expenditues for the Institute for Computational Earth Systems Sciences from 1442 to 1434.

Institution Name: U CA Santa Barbara         Institution ID: 001320 Item 3. Equipment Expenditures, FY 1997-99 (Dollars in Thousands) Field of Science and Engineering Line (1) Total R&D Expenditures (2) Federally Funded R&D Expenditures Fiscal Year % Change 1998-99 Fiscal Year % Change 1998-99 1999 1998 1997 1999 1998 1997 Engineering (Total) 1810 3654   3192   2091   14.5% 3065   2565   1672   19.5%   Aeronautical & astronautical 1811 0   0   0   0.0% 0   0   0   0.0%   Bioengineering/biomedical 1818 2   0   0   999.9% 0   0   0   0.0%   Chemical 1812 449   323   511   39.0% 402   283   437   42.0%   Civil 1813 0   0   0   0.0% 0   0   0   0.0%   Electrical 1814 1882   1451   1273   29.7% 1504   1088   979   38.2%   Mechanical 1815 114   25   61   356.0% 112   25   43   348.0%   Metallurgical & materials 1817 1207   1393   246   -13.4% 1047   1169   213   -10.4%   Other 1816 0   0   0   0.0% 0   0   0   0.0% Physical sciences (Total) 1820 2026   689   902   194.0% 1710   557   809   207.0%   Astronomy 1821 0   0   0   0.0% 0   0   0   0.0%   Chemistry 1822 1231   326   147   277.6% 1085   280   135   287.5%   Physics 1823 795   363   33   119.0% 625   277   29   125.6%   Other 1824 0   0   722   0.0% 0   0   645   0.0% Environmental sciences (Total) 1830 829   416   824   99.3% 591   332   277   78.0%   Atmospheric 1831 0   0   0   0.0% 0   0   0   0.0%   Earth sciences 1832 217   14   85   999.9% 122   8   30   999.9%   Oceanography 1833 477   389   737   22.6% 341   311   245   9.6%   Other 1834 135   13   2   938.5% 128   13   2   884.6% Mathematical sciences (Total) 1841 0   10   10   -100.0% 0   0   0   0.0% Computer sciences (Total) 1842 0   274   307   -100.0% 0   265   290   -100.0% Life sciences (Total) 1850 161   418   143   -61.5% 81   353   83   -77.1%   Agricultural 1851 0   0   0   0.0% 0   0   0   0.0%   Biological 1852 105   131   143   -19.8% 48   124   83   -61.3%   Medical 1853 56   287   0   -80.5% 33   229   0   -85.6%   Other 1854 0   0   0   0.0% 0   0   0   0.0% Psychology (Total) 1860 74   50   531   48.0% 72   47   454   53.2% Social sciences (Total) 1870 117   43   48   172.1% 84   15   8   460.0%   Economics 1871 0   0   0   0.0% 0   0   0   0.0%   Political science 1872 0   0   0   0.0% 0   0   0   0.0%   Sociology 1873 12   10   0   20.0% 0   0   0   0.0%   Other 1874 105   33   48   218.2% 84   15   8   460.0% Other sciences (Total) 1880 1   0   22   999.9% 1   0   22   999.9% Total 1800 6862   5092   4878   34.8% 5604   4134   3615   35.6% Item 3 1999 Comments: Line 1822 Chemistry equipment expenditures increased due to new awards (mainly from NSF) which began in 1999. Line 1832 Earth Sciences equipment expenditures increased due to new awards (mainly from NSF) which began in 1999. Line 1842 Computer Sciences equipment expenditures decreased due to recoding/transfer of expenditues for the Institute for Computational Earth Systems Sciences from 1842 to 1834 Other Environmental Sciences .

Institution Name: U CA Santa Barbara         Institution ID: 001320 Proposed New Item for FY 2000 Item 1b. Current Fund Expenditures (Total and Federally Financed) for Separately Budgeted R&D in the Sciences and Engineering Received as a Subrecipient Comments/Suggestions: We would not be able to provide this detail.

Institution Name: U CA Santa Barbara         Institution ID: 001320 Optional Item 2a. Non-S&E Current Fund Expenditures, FY 1997-1999 (Dollars in Thousands) Non-Science and Engineering Field Line (1) Total R&D Expenditures (2) Federally Funded R&D Expenditures Fiscal Year % Change 1998-99 Fiscal Year % Change 1998-99 1999 1998 1997 1999 1998 1997 Education 1510 0   0 U 0   0.0% 0   0 U 0   0.0% Law 1520 0   0 U 0   0.0% 0   0 U 0   0.0% Humanities 1530 0   0 U 0   0.0% 0   0 U 0   0.0% Visual and performing arts 1540 0   0 U 0   0.0% 0   0 U 0   0.0% Business and management 1550 0   0 U 0   0.0% 0   0 U 0   0.0% Communications, journalism, and library science 1560 0   0 U 0   0.0% 0   0 U 0   0.0% Social work 1570 0   0 U 0   0.0% 0   0 U 0   0.0% Other Non-science and engineering fields (specify: ) 1580 0   0 U 0   0.0% 0   0 U 0   0.0% Total, non-science and engineering fields 1500 0   0 U 0   0.0% 0   0 U 0   0.0% Total, science and engineering fields (from Item 2) 1400 104561   96034   94796   8.9% 74026   68408   74149   8.9% Grand total 1600 104561   0 U     999.9% 74026   0 U     999.9%

Note:

Data tabulated on Fri Jan 21 16:02:20 2000 999.9% denotes a percent change of 999.9% or greater. "N" denotes uncollected data. "I" denotes imputed data. "E" denotes estimated data. "B" denotes data awaiting imputation.