NSF Survey of Research and Development Expenditures at Universities and Colleges

Institution Information Institution Name: U CA Irvine Institution ID (FICE):   Type of Institution: Academic Institution Highest Degree Granted: Doctorate degree Type of Control: Public

Institution Name: U CA Irvine         Institution ID: 001314 Institution Contact Information Person Submitting the Data Name (First, MI, Last): Teresa   Soito Title: Systems Analyst, Info Mgmt School Address Address Line 1: 1111 Franklin Street Address Line 2: 7th Floor City, State, Zipcode: Oakland CA 94607 Contact Options Telephone Number: 510-987-0394 Extension:   Fax Number: 510-839-3573 E-mail Address: teresa.soito@ucop.edu Person Who Prepared the Data (ONLY if different from above) Name (First, MI, Last):       Title:   Telephone Number:   Extension:   E-mail Address:   Survey Preparation Information In which month does your institution's fiscal year begin? July

Institution Name: U CA Irvine         Institution ID: 001314
Hospital Question
On this survey, do you include expenditure data for research and development performed at a hospital?	Yes
Name of hospital:	UCI Medical Center

Institution Name: U CA Irvine         Institution ID: 001314 Item 1. Expenditures by Source of Funds, FY 1997-99 (Dollars in Thousands) Source of Funds Line Total R&D Expenditures Basic Research Fiscal Year % Change 1998-99 Fiscal Year 1999 1998 1997 1999 1998 1997 Federal Government 1110 75505   65902   71472   14.6% 0 44813 48601 State and Local Governments 1125 4418   5700   3470   -22.5%   Industry 1150 16539   15712   10445   5.3% Institutional Funds 1160 28079   27607   14980   1.7%   Institutionally financed organized   research 1161 18291   17844   7490   2.5%   Unreimbursed indirect costs and   related sponsored research 1162 9788   9763   7490   0.3% All Other Sources 1175 17301   15494   12820   11.7% Total 1100 141842   130415   113187   8.8% 0 82161 71308

Institution Name: U CA Irvine         Institution ID: 001314 Item 1a. Passed Through Funds, FY 1997-99 (Dollars in Thousands) Subrecipients Line (1) Total (2) Federal Fiscal Year % Change 1998-99 Fiscal Year % Change 1998-99 1999 1998 1997 1999 1998 1997 Educational subrecipients 1910 0   0 U 0 U 0.0% 0   0 U 0 U 0.0% Other subrecipients 1920 0   0 U 0 U 0.0% 0   0 U 0 U 0.0% Total 1900 0   0 U 0 U 0.0% 0   0 U 0 U 0.0%

Institution Name: U CA Irvine         Institution ID: 001314 Item 2. Current Fund Expenditures, FY 1997-99 (Dollars in Thousands) Field of Science and Engineering Line (1) Total R&D Expenditures (2) Federally Funded R&D Expenditures Fiscal Year % Change 1998-99 Fiscal Year % Change 1998-99 1999 1998 1997 1999 1998 1997 Engineering (Total) 1410 12461   11658   9739   6.9% 4787   4247   5096   12.7%   Aeronautical & astronautical 1411 0   0   0   0.0% 0   0   0   0.0%   Bioengineering/biomedical 1418 0   0   0   0.0% 0   0   0   0.0%   Chemical 1412 2243   1543   1750   45.4% 1053   780   1264   35.0%   Civil 1413 4031   4781   3289   -15.7% 916   884   1018   3.6%   Electrical 1414 2461   2028   2001   21.4% 1199   909   1032   31.9%   Mechanical 1415 3612   3182   2600   13.5% 1619   1674   1782   -3.3%   Metallurgical & materials 1417 0   0   0   0.0% 0   0   0   0.0%   Other 1416 114   124   99   -8.1% 0   0   0   0.0% Physical sciences (Total) 1420 17328   17542   18747   -1.2% 12187   12358   15040   -1.4%   Astronomy 1421 0   0   0   0.0% 0   0   0   0.0%   Chemistry 1422 10036   8425   8908   19.1% 7289   6218   7429   17.2%   Physics 1423 7240   9068   9791   -20.2% 4898   6140   7611   -20.2%   Other 1424 52   49   48   6.1% 0   0   0   0.0% Environmental sciences (Total) 1430 3023   2249   2444   34.4% 2263   1539   1963   47.0%   Atmospheric 1431 0   0   0   0.0% 0   0   0   0.0%   Earth sciences 1432 3023   2249   0   34.4% 2263   1539   0   47.0%   Oceanography 1433 0   0   0   0.0% 0   0   0   0.0%   Other 1434 0   0   2444   0.0% 0   0   1963   0.0% Mathematical sciences (Total) 1441 1178   471   544   150.1% 789   323   522   144.3% Computer sciences (Total) 1442 4854   4259   3807   14.0% 2933   2215   2496   32.4% Life sciences (Total) 1450 94991   86093   71409   10.3% 48827   41302   42198   18.2%   Agricultural 1451 0   0   0   0.0% 0   0   0   0.0%   Biological 1452 48952   46390   42189   5.5% 33036   28394   30139   16.3%   Medical 1453 45305   38868   29220   16.6% 15406   12453   12059   23.7%   Other 1454 734   835   0   -12.1% 385   455   0   -15.4% Psychology (Total) 1460 2057   2658   2155   -22.6% 1561   2273   2070   -31.3% Social sciences (Total) 1470 5766   4457   4063   29.4% 2158   1645   2079   31.2%   Economics 1471 0   17   0   -100.0% 0   0   0   0.0%   Political science 1472 2153   1552   1859   38.7% 1156   589   1239   96.3%   Sociology 1473 226   66   53   242.4% 69   9   33   666.7%   Other 1474 3387   2822   2151   20.0% 933   1047   807   -10.9% Other sciences (Total) 1480 184   1028   279   -82.1% 0   0   8   0.0% Total 1400 141842   130415   113187   8.8% 75505   65902   71472   14.6% Item 2 1999 Comments: Line 1413 Civil Engineering decreased due to the conclusion of awards in 1999 under the Institute of Transportation Studies. Line 1423 Physics federal funding decreased due to the conclusion of a grant from the Department of Energy for research in Neutrino Physics, cosmic rays and elementary particles. Line 1441 Math increased due to new funding from the Air Force. Line 1480 Other Sciences decreased due to the deletion of humanities expenditures which should not have been included in the survey. Additionally, the Principal Investigator for a federal grant under Other Sciences is no longer with the institution, and the award funding went with her.

Institution Name: U CA Irvine         Institution ID: 001314 Item 3. Equipment Expenditures, FY 1997-99 (Dollars in Thousands) Field of Science and Engineering Line (1) Total R&D Expenditures (2) Federally Funded R&D Expenditures Fiscal Year % Change 1998-99 Fiscal Year % Change 1998-99 1999 1998 1997 1999 1998 1997 Engineering (Total) 1810 876   569   717   54.0% 401   352   454   13.9%   Aeronautical & astronautical 1811 0   0   0   0.0% 0   0   0   0.0%   Bioengineering/biomedical 1818 0   0   0   0.0% 0   0   0   0.0%   Chemical 1812 457   177   314   158.2% 151   132   290   14.4%   Civil 1813 14   26   166   -46.2% 11   19   99   -42.1%   Electrical 1814 261   18   26   999.9% 220   3   3   999.9%   Mechanical 1815 144   348   211   -58.6% 19   198   62   -90.4%   Metallurgical & materials 1817 0   0   0   0.0% 0   0   0   0.0%   Other 1816 0   0   0   0.0% 0   0   0   0.0% Physical sciences (Total) 1820 2003   877   874   128.4% 1579   553   688   185.5%   Astronomy 1821 0   0   0   0.0% 0   0   0   0.0%   Chemistry 1822 1715   687   655   149.6% 1399   412   503   239.6%   Physics 1823 281   183   215   53.6% 180   141   185   27.7%   Other 1824 7   7   4   0.0% 0   0   0   0.0% Environmental sciences (Total) 1830 325   85   222   282.4% 273   34   209   702.9%   Atmospheric 1831 0   0   0   0.0% 0   0   0   0.0%   Earth sciences 1832 325   85   0   282.4% 273   34   0   702.9%   Oceanography 1833 0   0   0   0.0% 0   0   0   0.0%   Other 1834 0   0   222   0.0% 0   0   209   0.0% Mathematical sciences (Total) 1841 160   4   1   999.9% 60   4   1   999.9% Computer sciences (Total) 1842 0   4   3   -100.0% 0   2   0   -100.0% Life sciences (Total) 1850 3235   4036   2170   -19.8% 1725   1837   1069   -6.1%   Agricultural 1851 0   0   0   0.0% 0   0   0   0.0%   Biological 1852 1789   2397   1592   -25.4% 1035   1252   673   -17.3%   Medical 1853 1446   1632   578   -11.4% 690   585   396   17.9%   Other 1854 0   7   0   -100.0% 0   0   0   0.0% Psychology (Total) 1860 13   116   17   -88.8% 8   104   17   -92.3% Social sciences (Total) 1870 31   25   7   24.0% 5   14   4   -64.3%   Economics 1871 0   0   0   0.0% 0   0   0   0.0%   Political science 1872 5   0   0   999.9% 0   0   0   0.0%   Sociology 1873 0   0   0   0.0% 0   0   0   0.0%   Other 1874 26   25   7   4.0% 5   14   4   -64.3% Other sciences (Total) 1880 0   0   0   0.0% 0   0   0   0.0% Total 1800 6643   5716   4011   16.2% 4051   2900   2442   39.7% Item 3 1999 Comments: Line 1814 Electrical Engineering increased due to an Army grant for instrumentation for research on iron film based ultrahigh frequency integrated devices. Line 1815 Mechanical Engineering federal funding decreased to the conclusion of an award from the Department of the Navy grant for Laser doppler anemometer measurements of surface wind and aerosois over the sea. Line 1822 Chemistry equipment expenditures increased due to several new federal awards assigned in 1999.

Institution Name: U CA Irvine         Institution ID: 001314 Proposed New Item for FY 2000 Item 1b. Current Fund Expenditures (Total and Federally Financed) for Separately Budgeted R&D in the Sciences and Engineering Received as a Subrecipient Comments/Suggestions: We would be unable to provide this detail.

Institution Name: U CA Irvine         Institution ID: 001314 Optional Item 2a. Non-S&E Current Fund Expenditures, FY 1997-1999 (Dollars in Thousands) Non-Science and Engineering Field Line (1) Total R&D Expenditures (2) Federally Funded R&D Expenditures Fiscal Year % Change 1998-99 Fiscal Year % Change 1998-99 1999 1998 1997 1999 1998 1997 Education 1510 0   0 U 0   0.0% 0   0 U 0   0.0% Law 1520 0   0 U 0   0.0% 0   0 U 0   0.0% Humanities 1530 0   0 U 0   0.0% 0   0 U 0   0.0% Visual and performing arts 1540 0   0 U 0   0.0% 0   0 U 0   0.0% Business and management 1550 0   0 U 0   0.0% 0   0 U 0   0.0% Communications, journalism, and library science 1560 0   0 U 0   0.0% 0   0 U 0   0.0% Social work 1570 0   0 U 0   0.0% 0   0 U 0   0.0% Other Non-science and engineering fields (specify: ) 1580 0   0 U 0   0.0% 0   0 U 0   0.0% Total, non-science and engineering fields 1500 0   0 U 0   0.0% 0   0 U 0   0.0% Total, science and engineering fields (from Item 2) 1400 141842   130415   113187   8.8% 75505   65902   71472   8.8% Grand total 1600 141842   0 U     999.9% 75505   0 U     999.9%

Note:

Data tabulated on Tue Jan 25 17:24:32 2000 999.9% denotes a percent change of 999.9% or greater. "N" denotes uncollected data. "I" denotes imputed data. "E" denotes estimated data. "B" denotes data awaiting imputation.