NSF Survey of Research and Development Expenditures
at Universities and Colleges

Institution Information
Institution Name:
 U CA Irvine
Institution ID (FICE): 001314
Type of Institution: Academic Institution
Highest Degree Granted: Doctorate degree
Type of Control: Public


Institution Name: U CA Irvine         Institution ID: 001314
Institution Contact Information
Person Submitting the Data
Name (First, MI, Last):
 Margo
  
 Takemiya
Title: Financial Systems Analyst, Info Mgmt
School Address
Address Line 1: 1111 Franklin Street
Address Line 2: 7th Floor
City, State, Zipcode:
 Oakland
 CA
 94607
Contact Options
Telephone Number:
 510-987-0393
 Extension:  
Fax Number: 510-839-3573
E-mail Address: margo.takemiya@ucop.edu
Person Who Prepared the Data (ONLY if different from above)
Name (First, MI, Last):
 Teresa
  
 Soito
Title: Systems Analyst
Telephone Number: 510-987-0393 Extension:  
E-mail Address: teresa.soito@ucop.edu
Survey Preparation Information
In which month does your institution's fiscal year begin? July
How many person hours were required to complete this survey? 10.0


Institution Name: U CA Irvine         Institution ID: 001314
Hospital Question
On this survey, do you include expenditure data for research and development performed at a hospital? Yes
Name of hospital: UCI Medical Center


Institution Name: U CA Irvine         Institution ID: 001314
Item 1. Expenditures by Source of Funds, FY 1998-2000 (Dollars in Thousands)
Source of Funds Line Total R&D Expenditures Basic Research
Fiscal Year % Change
1999-00		 Fiscal Year
2000 1999 1998 2000 1999 1998
Federal Government 1110 88274   75505   66602   16.9% 0 51343 45289
State and Local Governments 1125 5259   4418   5751   19.0%  
Industry 1150 18615   16539   15981   12.6%
Institutional Funds 1160 27168   28079   26518   -3.2%
  Institutionally financed organized
  research		 1161 17701   18291   17844   -3.2%
  Unreimbursed indirect costs and
  related sponsored research		 1162 9467   9788   8674   -3.3%
All Other Sources 1175 19121   17301   15563   10.5%
Total 1100 158437   141842   130415   11.7% 0 89360 82161


Institution Name: U CA Irvine         Institution ID: 001314
Item 1a. Passed Through Funds, FY 1998-2000 (Dollars in Thousands)
Subrecipients Line (1) Total (2) Federal
Fiscal Year % Change
1999-00		 Fiscal Year % Change
1999-00
2000 1999 1998 2000 1999 1998
Educational subrecipients 1910 0   0   0 U 0.0% 0   0   0 U 0.0%
Other subrecipients 1920 0   0   0 U 0.0% 0   0   0 U 0.0%
Total 1900 0   0   0 U 0.0% 0   0   0 U 0.0%


Institution Name: U CA Irvine         Institution ID: 001314
Item 1b. Funds Received as a Subrecipient, FY 2000 (Dollars in Thousands)
Your Institution as a
Subrecipient		 Line (1) Total (2) Federal
Fiscal Year % Change
(Item 1b was
not collected
in FY 1999)		 Fiscal Year % Change
(Item 1b was
not collected
in FY 1999)
2000     2000    
Educational expenditures 1610 0             0            
Other expenditures 1620 0             0            
Total 1600 0             0            


Institution Name: U CA Irvine         Institution ID: 001314
Item 2. Current Fund Expenditures, FY 1998-2000 (Dollars in Thousands)
Field of Science
and Engineering		 Line (1) Total R&D Expenditures (2) Federally Funded
R&D Expenditures
Fiscal Year % Change
1999-00		 Fiscal Year % Change
1999-00
2000 1999 1998 2000 1999 1998
Engineering (Total) 1410 15518   12461   11658   24.5% 5590   4787   4288   16.8%
  Aeronautical & astronautical 1411 0   0   0   0.0% 0   0   0   0.0%
  Bioengineering/biomedical 1418 604   0   0   999.9% 129   0   0   999.9%
  Chemical 1412 2407   2243   1543   7.3% 1433   1053   795   36.1%
  Civil 1413 4071   4031   4781   1.0% 908   916   856   -0.9%
  Electrical 1414 3445   2461   2028   40.0% 1138   1199   928   -5.1%
  Mechanical 1415 4488   3612   3182   24.3% 1973   1619   1709   21.9%
  Metallurgical & materials 1417 0   0   0   0.0% 0   0   0   0.0%
  Other 1416 503   114   124   341.2% 9   0   0   999.9%
Physical sciences (Total) 1420 16519   17328   17542   -4.7% 11410   12187   12479   -6.4%
  Astronomy 1421 0   0   0   0.0% 0   0   0   0.0%
  Chemistry 1422 9683   10036   8425   -3.5% 6979   7289   6335   -4.3%
  Physics 1423 6800   7240   9068   -6.1% 4431   4898   6144   -9.5%
  Other 1424 36   52   49   -30.8% 0   0   0   0.0%
Environmental sciences (Total) 1430 3373   3023   2249   11.6% 1982   2263   1590   -12.4%
  Atmospheric 1431 0   0   0   0.0% 0   0   0   0.0%
  Earth sciences 1432 3373   3023   2249   11.6% 1982   2263   1590   -12.4%
  Oceanography 1433 0   0   0   0.0% 0   0   0   0.0%
  Other 1434 0   0   0   0.0% 0   0   0   0.0%
Mathematical sciences (Total) 1441 1038   1178   471   -11.9% 770   789   336   -2.4%
Computer sciences (Total) 1442 5040   4854   4259   3.8% 3241   2933   2296   10.5%
Life sciences (Total) 1450 107771   94991   86093   13.5% 61177   48827   41652   25.3%
  Agricultural 1451 0   0   0   0.0% 0   0   0   0.0%
  Biological 1452 57143   48952   46390   16.7% 39950   33036   28833   20.9%
  Medical 1453 49477   45305   38868   9.2% 20830   15406   12378   35.2%
  Other 1454 1151   734   835   56.8% 397   385   441   3.1%
Psychology (Total) 1460 3313   2057   2658   61.1% 2358   1561   2313   51.1%
Social sciences (Total) 1470 5494   5766   4457   -4.7% 1746   2158   1648   -19.1%
  Economics 1471 32   0   17   999.9% 0   0   0   0.0%
  Political science 1472 1944   2153   1552   -9.7% 885   1156   578   -23.4%
  Sociology 1473 581   226   66   157.1% 192   69   10   178.3%
  Other 1474 2937   3387   2822   -13.3% 669   933   1060   -28.3%
Other sciences (Total) 1480 371   184   1028   101.6% 0   0   0   0.0%
Total 1400 158437   141842   130415   11.7% 88274   75505   66602   16.9%
Item 2 2000 Comments:
Line 1418 reflects a significant increase. Biomedical Engineering is a new program (center) at UC Irvine within the School of Engineering so all expenditures would reflect a fluctuation.

Line 1416 Other Engineering expenditures reflects increases due to increased funding for MESA (Mathematics, Engineering, Science Achievement).
This is a University of California, Office of the President program. The expenditures are for Staff Infrastructure, Advisor Stipends and Academic Excellence Workshops. The purpose of this program is to create opportunities for educationally disadvantaged students, especially those from groups with low participation rates in college, to prepare for and enter professions requiring degrees in engineering and other mathematics-based scientific fields. This is a relative new program for UC Irvine as fiscal year 1998-99 was the first year. As more high schools are signed up to participate in this program the funding is increased on a formula based algorithm.

Line 1473 Sociology increased due to increased expenditures in the Anthropology department, funded in part by NSF awards, UC California Policy Research Center grants, and a grant from the Douglas R. White
Mellon Foundation. In addition, increased spending in the Sociology department due to increased funding/awards from NSF, NIH, the Journal of the Society for the Study of Social Problems, the National Park Foundation, and the American Council of Learned Societies.


Institution Name: U CA Irvine         Institution ID: 001314
Item 3. Equipment Expenditures, FY 1998-2000 (Dollars in Thousands)
Field of Science
and Engineering		 Line (1) Total R&D Expenditures (2) Federally Funded
R&D Expenditures
Fiscal Year % Change
1999-00		 Fiscal Year % Change
1999-00
2000 1999 1998 2000 1999 1998
Engineering (Total) 1810 1144   876   569   30.6% 358   401   352   -10.7%
  Aeronautical & astronautical 1811 0   0   0   0.0% 0   0   0   0.0%
  Bioengineering/biomedical 1818 142   0   0   999.9% 0   0   0   0.0%
  Chemical 1812 193   457   177   -57.8% 170   151   132   12.6%
  Civil 1813 205   14   26   999.9% 9   11   19   -18.2%
  Electrical 1814 213   261   18   -18.4% 0   220   3   -100.0%
  Mechanical 1815 387   144   348   168.8% 175   19   198   821.1%
  Metallurgical & materials 1817 0   0   0   0.0% 0   0   0   0.0%
  Other 1816 4   0   0   999.9% 4   0   0   999.9%
Physical sciences (Total) 1820 647   2003   877   -67.7% 428   1579   553   -72.9%
  Astronomy 1821 0   0   0   0.0% 0   0   0   0.0%
  Chemistry 1822 519   1715   687   -69.7% 312   1399   412   -77.7%
  Physics 1823 128   281   183   -54.4% 116   180   141   -35.6%
  Other 1824 0   7   7   -100.0% 0   0   0   0.0%
Environmental sciences (Total) 1830 70   325   85   -78.5% 64   273   34   -76.6%
  Atmospheric 1831 0   0   0   0.0% 0   0   0   0.0%
  Earth sciences 1832 70   325   85   -78.5% 64   273   34   -76.6%
  Oceanography 1833 0   0   0   0.0% 0   0   0   0.0%
  Other 1834 0   0   0   0.0% 0   0   0   0.0%
Mathematical sciences (Total) 1841 15   160   4   -90.6% 0   60   4   -100.0%
Computer sciences (Total) 1842 26   0   4   999.9% 22   0   2   999.9%
Life sciences (Total) 1850 5563   3235   4036   72.0% 3811   1725   1837   120.9%
  Agricultural 1851 0   0   0   0.0% 0   0   0   0.0%
  Biological 1852 3159   1789   2397   76.6% 2238   1035   1252   116.2%
  Medical 1853 2404   1446   1632   66.3% 1573   690   585   128.0%
  Other 1854 0   0   7   0.0% 0   0   0   0.0%
Psychology (Total) 1860 15   13   116   15.4% 15   8   104   87.5%
Social sciences (Total) 1870 7   31   25   -77.4% 4   5   14   -20.0%
  Economics 1871 0   0   0   0.0% 0   0   0   0.0%
  Political science 1872 2   5   0   -60.0% 2   0   0   999.9%
  Sociology 1873 3   0   0   999.9% 0   0   0   0.0%
  Other 1874 2   26   25   -92.3% 2   5   14   -60.0%
Other sciences (Total) 1880 0   0   0   0.0% 0   0   0   0.0%
Total 1800 7487   6643   5716   12.7% 4702   4051   2900   16.1%
Item 3 2000 Comments:
Line 1813 Civil Engineering equipment expenditures increased due to various purchases per approved budget on State of Ca - BTH Trans,Highway Maintenance (Div of) - 'Long Term Structural Performance Monitoring of Two Highway Bridges' project.

Line 1814 Electrical Engineering decreased significantly due to the conclusion of several awards including one that studied new integrated ultra high frequency microwave, magnetostatic wave and magnetooptic devices based on the integration of very thin ferromagnetic and/or magnetic multilayer films with semi conducting substrates.

Line 1822 Chemistry decreased significantly due to the conclusion of several awards including the following: NASA: Basic Research Grant for Upgrading Measurement Capabilities for Hydrocarbons, Halocarbons, and Alkyl Nitrates; NSF: Equipment Grant for the Acquisition of a Matrix Assisted Laser Desorption Ionization Time of Flight Mass Spectrometer and Equipment Grant for Nuclear Magnetic Resonance Facility Upgrade; and NIH: Equipment Grant for the Purchase of a Gas Chromatograph Mass Spectrometer.


Institution Name: U CA Irvine         Institution ID: 001314
Optional Item 2a. Non-S&E Current Fund Expenditures, FY 1998-2000 (Dollars in Thousands)
Non-Science and Engineering Field Line (1) Total R&D Expenditures (2) Federally Funded
R&D Expenditures
Fiscal Year % Change
1999-00		 Fiscal Year % Change
1999-00
2000 1999 1998 2000 1999 1998
Education 1510 0   0   0 U 0.0% 0   0   0 U 0.0%
Law 1520 0   0   0 U 0.0% 0   0   0 U 0.0%
Humanities 1530 0   0   0 U 0.0% 0   0   0 U 0.0%
Visual and performing arts 1540 0   0   0 U 0.0% 0   0   0 U 0.0%
Business and management 1550 0   0   0 U 0.0% 0   0   0 U 0.0%
Communications, journalism, and library science 1560 0   0   0 U 0.0% 0   0   0 U 0.0%
Social work 1570 0   0   0 U 0.0% 0   0   0 U 0.0%
Other Non-science and engineering fields
(specify: )		 1580 0   0   0 U 0.0% 0   0   0 U 0.0%
Total, non-science and engineering fields 1500 0   0   0 U 0.0% 0   0   0 U 0.0%
Total, science and engineering fields (from Item 2) 1400 158437   141842   130415   11.7% 88274   75505   66602   11.7%
Grand total 1600 158437   141842   0 U 11.7% 88274   75505   0 U 11.7%


Institution Name: U CA Irvine         Institution ID: 001314
Item 2b. Current Fund Expenditures, FY 2000 (Dollars in Thousands)
Field of Science and Engineering Line Total
Federal		 Specific Federal Agencies
USDA DoD DOE HHS NASA NSF Other
Engineering (Total) 1410 0   0   0   0   0   0   0   0  
  Aeronautical & astronautical 1411 0   0   0   0   0   0   0   0  
  Bioengineering/biomedical 1418 0   0   0   0   0   0   0   0  
  Chemical 1412 0   0   0   0   0   0   0   0  
  Civil 1413 0   0   0   0   0   0   0   0  
  Electrical 1414 0   0   0   0   0   0   0   0  
  Mechanical 1415 0   0   0   0   0   0   0   0  
  Metallurgical & materials 1417 0   0   0   0   0   0   0   0  
  Other 1416 0   0   0   0   0   0   0   0  
Physical sciences (Total) 1420 0   0   0   0   0   0   0   0  
  Astronomy 1421 0   0   0   0   0   0   0   0  
  Chemistry 1422 0   0   0   0   0   0   0   0  
  Physics 1423 0   0   0   0   0   0   0   0  
  Other 1424 0   0   0   0   0   0   0   0  
Environmental sciences (Total) 1430 0   0   0   0   0   0   0   0  
  Atmospheric 1431 0   0   0   0   0   0   0   0  
  Earth sciences 1432 0   0   0   0   0   0   0   0  
  Oceanography 1433 0   0   0   0   0   0   0   0  
  Other 1434 0   0   0   0   0   0   0   0  
Mathematical sciences (Total) 1441 0   0   0   0   0   0   0   0  
Computer sciences (Total) 1442 0   0   0   0   0   0   0   0  
Life sciences (Total) 1450 0   0   0   0   0   0   0   0  
  Agricultural 1451 0   0   0   0   0   0   0   0  
  Biological 1452 0   0   0   0   0   0   0   0  
  Medical 1453 0   0   0   0   0   0   0   0  
  Other 1454 0   0   0   0   0   0   0   0  
Psychology (Total) 1460 0   0   0   0   0   0   0   0  
Social sciences (Total) 1470 0   0   0   0   0   0   0   0  
  Economics 1471 0   0   0   0   0   0   0   0  
  Political science 1472 0   0   0   0   0   0   0   0  
  Sociology 1473 0   0   0   0   0   0   0   0  
  Other 1474 0   0   0   0   0   0   0   0  
Other sciences (Total) 1480 0   0   0   0   0   0   0   0  
Total 1400 0   0   0   0   0   0   0   0  


Institution Name: U CA Irvine         Institution ID: 001314
Item 2b. Current Fund Expenditures, FY 1999 (Dollars in Thousands)
Field of Science and Engineering Line Total
Federal		 Specific Federal Agencies
USDA DoD DOE HHS NASA NSF Other
Engineering (Total) 1410 0   0   0   0   0   0   0   0  
  Aeronautical & astronautical 1411 0   0   0   0   0   0   0   0  
  Bioengineering/biomedical 1418 0   0   0   0   0   0   0   0  
  Chemical 1412 0   0   0   0   0   0   0   0  
  Civil 1413 0   0   0   0   0   0   0   0  
  Electrical 1414 0   0   0   0   0   0   0   0  
  Mechanical 1415 0   0   0   0   0   0   0   0  
  Metallurgical & materials 1417 0   0   0   0   0   0   0   0  
  Other 1416 0   0   0   0   0   0   0   0  
Physical sciences (Total) 1420 0   0   0   0   0   0   0   0  
  Astronomy 1421 0   0   0   0   0   0   0   0  
  Chemistry 1422 0   0   0   0   0   0   0   0  
  Physics 1423 0   0   0   0   0   0   0   0  
  Other 1424 0   0   0   0   0   0   0   0  
Environmental sciences (Total) 1430 0   0   0   0   0   0   0   0  
  Atmospheric 1431 0   0   0   0   0   0   0   0  
  Earth sciences 1432 0   0   0   0   0   0   0   0  
  Oceanography 1433 0   0   0   0   0   0   0   0  
  Other 1434 0   0   0   0   0   0   0   0  
Mathematical sciences (Total) 1441 0   0   0   0   0   0   0   0  
Computer sciences (Total) 1442 0   0   0   0   0   0   0   0  
Life sciences (Total) 1450 0   0   0   0   0   0   0   0  
  Agricultural 1451 0   0   0   0   0   0   0   0  
  Biological 1452 0   0   0   0   0   0   0   0  
  Medical 1453 0   0   0   0   0   0   0   0  
  Other 1454 0   0   0   0   0   0   0   0  
Psychology (Total) 1460 0   0   0   0   0   0   0   0  
Social sciences (Total) 1470 0   0   0   0   0   0   0   0  
  Economics 1471 0   0   0   0   0   0   0   0  
  Political science 1472 0   0   0   0   0   0   0   0  
  Sociology 1473 0   0   0   0   0   0   0   0  
  Other 1474 0   0   0   0   0   0   0   0  
Other sciences (Total) 1480 0   0   0   0   0   0   0   0  
Total 1400 0   0   0   0   0   0   0   0  


Institution Name: U CA Irvine         Institution ID: 001314
Item 2b. Current Fund Expenditures, FY 1998 (Dollars in Thousands)
Field of Science and Engineering Line Total
Federal		 Specific Federal Agencies
USDA DoD DOE HHS NASA NSF Other
Engineering (Total) 1410                                
  Aeronautical & astronautical 1411                                
  Bioengineering/biomedical 1418                                
  Chemical 1412                                
  Civil 1413                                
  Electrical 1414                                
  Mechanical 1415                                
  Metallurgical & materials 1417                                
  Other 1416                                
Physical sciences (Total) 1420                                
  Astronomy 1421                                
  Chemistry 1422                                
  Physics 1423                                
  Other 1424                                
Environmental sciences (Total) 1430                                
  Atmospheric 1431                                
  Earth sciences 1432                                
  Oceanography 1433                                
  Other 1434                                
Mathematical sciences (Total) 1441                                
Computer sciences (Total) 1442                                
Life sciences (Total) 1450                                
  Agricultural 1451                                
  Biological 1452                                
  Medical 1453                                
  Other 1454                                
Psychology (Total) 1460                                
Social sciences (Total) 1470                                
  Economics 1471                                
  Political science 1472                                
  Sociology 1473                                
  Other 1474                                
Other sciences (Total) 1480                                
Total 1400                                


Institution Name: U CA Irvine         Institution ID: 001314
Item 2b. Current Fund Expenditures, Percentage Change FY 1999-2000
Field of Science and Engineering Line Total
Federal		 Specific Federal Agencies
USDA DoD DOE HHS NASA NSF Other
Engineering (Total) 1410 0.0% 0.0% 0.0% 0.0% 0.0% 0.0% 0.0% 0.0%
  Aeronautical & astronautical 1411 0.0% 0.0% 0.0% 0.0% 0.0% 0.0% 0.0% 0.0%
  Bioengineering/biomedical 1418 0.0% 0.0% 0.0% 0.0% 0.0% 0.0% 0.0% 0.0%
  Chemical 1412 0.0% 0.0% 0.0% 0.0% 0.0% 0.0% 0.0% 0.0%
  Civil 1413 0.0% 0.0% 0.0% 0.0% 0.0% 0.0% 0.0% 0.0%
  Electrical 1414 0.0% 0.0% 0.0% 0.0% 0.0% 0.0% 0.0% 0.0%
  Mechanical 1415 0.0% 0.0% 0.0% 0.0% 0.0% 0.0% 0.0% 0.0%
  Metallurgical & materials 1417 0.0% 0.0% 0.0% 0.0% 0.0% 0.0% 0.0% 0.0%
  Other 1416 0.0% 0.0% 0.0% 0.0% 0.0% 0.0% 0.0% 0.0%
Physical sciences (Total) 1420 0.0% 0.0% 0.0% 0.0% 0.0% 0.0% 0.0% 0.0%
  Astronomy 1421 0.0% 0.0% 0.0% 0.0% 0.0% 0.0% 0.0% 0.0%
  Chemistry 1422 0.0% 0.0% 0.0% 0.0% 0.0% 0.0% 0.0% 0.0%
  Physics 1423 0.0% 0.0% 0.0% 0.0% 0.0% 0.0% 0.0% 0.0%
  Other 1424 0.0% 0.0% 0.0% 0.0% 0.0% 0.0% 0.0% 0.0%
Environmental sciences (Total) 1430 0.0% 0.0% 0.0% 0.0% 0.0% 0.0% 0.0% 0.0%
  Atmospheric 1431 0.0% 0.0% 0.0% 0.0% 0.0% 0.0% 0.0% 0.0%
  Earth sciences 1432 0.0% 0.0% 0.0% 0.0% 0.0% 0.0% 0.0% 0.0%
  Oceanography 1433 0.0% 0.0% 0.0% 0.0% 0.0% 0.0% 0.0% 0.0%
  Other 1434 0.0% 0.0% 0.0% 0.0% 0.0% 0.0% 0.0% 0.0%
Mathematical sciences (Total) 1441 0.0% 0.0% 0.0% 0.0% 0.0% 0.0% 0.0% 0.0%
Computer sciences (Total) 1442 0.0% 0.0% 0.0% 0.0% 0.0% 0.0% 0.0% 0.0%
Life sciences (Total) 1450 0.0% 0.0% 0.0% 0.0% 0.0% 0.0% 0.0% 0.0%
  Agricultural 1451 0.0% 0.0% 0.0% 0.0% 0.0% 0.0% 0.0% 0.0%
  Biological 1452 0.0% 0.0% 0.0% 0.0% 0.0% 0.0% 0.0% 0.0%
  Medical 1453 0.0% 0.0% 0.0% 0.0% 0.0% 0.0% 0.0% 0.0%
  Other 1454 0.0% 0.0% 0.0% 0.0% 0.0% 0.0% 0.0% 0.0%
Psychology (Total) 1460 0.0% 0.0% 0.0% 0.0% 0.0% 0.0% 0.0% 0.0%
Social sciences (Total) 1470 0.0% 0.0% 0.0% 0.0% 0.0% 0.0% 0.0% 0.0%
  Economics 1471 0.0% 0.0% 0.0% 0.0% 0.0% 0.0% 0.0% 0.0%
  Political science 1472 0.0% 0.0% 0.0% 0.0% 0.0% 0.0% 0.0% 0.0%
  Sociology 1473 0.0% 0.0% 0.0% 0.0% 0.0% 0.0% 0.0% 0.0%
  Other 1474 0.0% 0.0% 0.0% 0.0% 0.0% 0.0% 0.0% 0.0%
Other sciences (Total) 1480 0.0% 0.0% 0.0% 0.0% 0.0% 0.0% 0.0% 0.0%
Total 1400 0.0% 0.0% 0.0% 0.0% 0.0% 0.0% 0.0% 0.0%


Note: Data tabulated on Fri Mar 02 12:59:48 2001
999.9% denotes a percent change of 999.9% or greater.
"N" denotes uncollected data.
"I" denotes imputed data.
"E" denotes estimated data.
"B" denotes data awaiting imputation.