NSF Survey of Research and Development Expenditures at Universities and Colleges

Institution Information Institution Name: U CA Davis Institution ID (FICE):   Type of Institution: Academic Institution Highest Degree Granted: Doctorate degree Type of Control: Public

Institution Name: U CA Davis         Institution ID: 001313 Institution Contact Information Person Submitting the Data Name (First, MI, Last): Teresa   Soito Title: Systems Analyst, Info Mgmt School Address Address Line 1: 1111 Franklin Street Address Line 2: 7th Floor City, State, Zipcode: Oakland CA 94607 Contact Options Telephone Number: 510-987-0394 Extension:   Fax Number: 510-839-2573 E-mail Address: teresa.soito@ucop.edu Person Who Prepared the Data (ONLY if different from above) Name (First, MI, Last):       Title:   Telephone Number:   Extension:   E-mail Address:   Survey Preparation Information In which month does your institution's fiscal year begin? July

Institution Name: U CA Davis         Institution ID: 001313
Hospital Question
On this survey, do you include expenditure data for research and development performed at a hospital?	Yes
Name of hospital:	UC Davis Medical Center

Institution Name: U CA Davis         Institution ID: 001313 Item 1. Expenditures by Source of Funds, FY 1997-99 (Dollars in Thousands) Source of Funds Line Total R&D Expenditures Basic Research Fiscal Year % Change 1998-99 Fiscal Year 1999 1998 1997 1999 1998 1997 Federal Government 1110 124463   114912   123673   8.3% 0 78140 84098 State and Local Governments 1125 22210   19249   17118   15.4%   Industry 1150 16242   14077   9362   15.4% Institutional Funds 1160 120267   117639   84397   2.2%   Institutionally financed organized   research 1161 89645   90363   42150   -0.8%   Unreimbursed indirect costs and   related sponsored research 1162 30622   27276   42247   12.3% All Other Sources 1175 24768   22919   20520   8.1% Total 1100 307950   288796   255070   6.6% 0 181941 160694

Institution Name: U CA Davis         Institution ID: 001313 Item 1a. Passed Through Funds, FY 1997-99 (Dollars in Thousands) Subrecipients Line (1) Total (2) Federal Fiscal Year % Change 1998-99 Fiscal Year % Change 1998-99 1999 1998 1997 1999 1998 1997 Educational subrecipients 1910 0   0 U 0 U 0.0% 0   0 U 0 U 0.0% Other subrecipients 1920 0   0 U 0 U 0.0% 0   0 U 0 U 0.0% Total 1900 0   0 U 0 U 0.0% 0   0 U 0 U 0.0%

Institution Name: U CA Davis         Institution ID: 001313 Item 2. Current Fund Expenditures, FY 1997-99 (Dollars in Thousands) Field of Science and Engineering Line (1) Total R&D Expenditures (2) Federally Funded R&D Expenditures Fiscal Year % Change 1998-99 Fiscal Year % Change 1998-99 1999 1998 1997 1999 1998 1997 Engineering (Total) 1410 29528   27726   17871   6.5% 10069   10377   8269   -3.0%   Aeronautical & astronautical 1411 0   0   0   0.0% 0   0   0   0.0%   Bioengineering/biomedical 1418 4182   3825   0   9.3% 723   696   0   3.9%   Chemical 1412 4322   3528   2840   22.5% 2472   2162   1663   14.3%   Civil 1413 8430   7462   5307   13.0% 1207   1137   1035   6.2%   Electrical 1414 4004   3681   1769   8.8% 1731   1423   796   21.6%   Mechanical 1415 4806   4813   3669   -0.1% 1080   1150   973   -6.1%   Metallurgical & materials 1417 0   0   0   0.0% 0   0   0   0.0%   Other 1416 3784   4417   4286   -14.3% 2856   3809   3802   -25.0% Physical sciences (Total) 1420 14193   13053   11535   8.7% 9574   9072   9883   5.5%   Astronomy 1421 0   0   0   0.0% 0   0   0   0.0%   Chemistry 1422 5010   4562   3850   9.8% 4196   3445   3383   21.8%   Physics 1423 4892   4829   3231   1.3% 3180   3687   2975   -13.8%   Other 1424 4291   3662   4454   17.2% 2198   1940   3525   13.3% Environmental sciences (Total) 1430 6981   6547   7032   6.6% 1809   2048   4604   -11.7%   Atmospheric 1431 0   0   0   0.0% 0   0   0   0.0%   Earth sciences 1432 1447   1508   1211   -4.0% 872   928   966   -6.0%   Oceanography 1433 4735   4915   0   -3.7% 759   1115   0   -31.9%   Other 1434 799   124   5821   544.4% 178   5   3638   999.9% Mathematical sciences (Total) 1441 913   1100   758   -17.0% 652   693   705   -5.9% Computer sciences (Total) 1442 2522   2458   2441   2.6% 1896   1994   1841   -4.9% Life sciences (Total) 1450 248859   232976   211464   6.8% 98784   88532   96348   11.6%   Agricultural 1451 104295   106546   137127   -2.1% 28573   28662   49577   -0.3%   Biological 1452 62830   45546   8144   37.9% 25046   16322   3383   53.4%   Medical 1453 81734   80792   66184   1.2% 45165   43548   43388   3.7%   Other 1454 0   92   9   -100.0% 0   0   0   0.0% Psychology (Total) 1460 1494   1558   1720   -4.1% 1203   1407   1634   -14.5% Social sciences (Total) 1470 3106   3276   1947   -5.2% 476   789   379   -39.7%   Economics 1471 80   70   3   14.3% 0   19   3   -100.0%   Political science 1472 1885   1717   1278   9.8% 106   222   52   -52.3%   Sociology 1473 625   579   136   7.9% 256   271   57   -5.5%   Other 1474 516   910   530   -43.3% 114   277   267   -58.8% Other sciences (Total) 1480 354   102   302   247.1% 0   0   10   0.0% Total 1400 307950   288796   255070   6.6% 124463   114912   123673   8.3% Item 2 1999 Comments: Line 1434 Other Environmental Sciences increased due to increased funding for the John Muir Institute for the Environment from federal, state, institutional and private sources. Line 1452 Biological Sciences federal expenditures increased to to new awards from USDA, Public Health Servics, LLNL, NASA, DOE and NSF.

Institution Name: U CA Davis         Institution ID: 001313 Item 3. Equipment Expenditures, FY 1997-99 (Dollars in Thousands) Field of Science and Engineering Line (1) Total R&D Expenditures (2) Federally Funded R&D Expenditures Fiscal Year % Change 1998-99 Fiscal Year % Change 1998-99 1999 1998 1997 1999 1998 1997 Engineering (Total) 1810 3033   2648   1007   14.5% 1267   1520   545   -16.6%   Aeronautical & astronautical 1811 0   0   0   0.0% 0   0   0   0.0%   Bioengineering/biomedical 1818 191   66   0   189.4% 26   15   0   73.3%   Chemical 1812 910   152   183   498.7% 487   140   26   247.9%   Civil 1813 553   282   192   96.1% 82   71   30   15.5%   Electrical 1814 455   428   143   6.3% 254   244   118   4.1%   Mechanical 1815 383   551   122   -30.5% 20   38   33   -47.4%   Metallurgical & materials 1817 0   0   0   0.0% 0   0   0   0.0%   Other 1816 541   1169   367   -53.7% 398   1012   338   -60.7% Physical sciences (Total) 1820 1599   1805   274   -11.4% 1169   1334   216   -12.4%   Astronomy 1821 0   0   0   0.0% 0   0   0   0.0%   Chemistry 1822 644   417   143   54.4% 593   322   129   84.2%   Physics 1823 696   1294   88   -46.2% 399   969   87   -58.8%   Other 1824 259   94   43   175.5% 177   43   0   311.6% Environmental sciences (Total) 1830 359   352   213   2.0% 221   145   94   52.4%   Atmospheric 1831 0   0   0   0.0% 0   0   0   0.0%   Earth sciences 1832 192   72   67   166.7% 169   54   67   213.0%   Oceanography 1833 112   280   0   -60.0% 19   91   0   -79.1%   Other 1834 55   0   146   999.9% 33   0   27   999.9% Mathematical sciences (Total) 1841 49   134   16   -63.4% 5   82   16   -93.9% Computer sciences (Total) 1842 225   275   4   -18.2% 141   181   4   -22.1% Life sciences (Total) 1850 9234   8341   4703   10.7% 4647   3954   2105   17.5%   Agricultural 1851 2900   3775   2817   -23.2% 1011   1671   1128   -39.5%   Biological 1852 2179   1759   337   23.9% 1004   679   112   47.9%   Medical 1853 4155   2807   1549   48.0% 2632   1604   865   64.1%   Other 1854 0   0   0   0.0% 0   0   0   0.0% Psychology (Total) 1860 18   76   18   -76.3% 16   47   14   -66.0% Social sciences (Total) 1870 54   145   2   -62.8% 5   75   1   -93.3%   Economics 1871 2   1   0   100.0% 0   0   0   0.0%   Political science 1872 32   132   1   -75.8% 0   70   0   -100.0%   Sociology 1873 8   6   0   33.3% 2   5   0   -60.0%   Other 1874 12   6   1   100.0% 3   0   1   999.9% Other sciences (Total) 1880 0   2   0   -100.0% 0   0   0   0.0% Total 1800 14571   13778   6237   5.8% 7471   7338   2995   1.8% Item 3 1999 Comments: Line 1412 Chemical Engineering equipment expenditures increased due to various one time purchases including: a) Spark Plasma Sintering System funded by Federal (ARMY) funds. b) Laser and Xray equipment funded by University funds c) Laser equipment funded by a joint award with NORTH CAROLINA STATE UNIVERSITY. d) Laser equipment funded by Federal (NAVY) funds. e) X-Ray equipment funded by a joint award with STATE UNIVERSITY OFN.Y. AT STONY BROOK.

Institution Name: U CA Davis         Institution ID: 001313 Proposed New Item for FY 2000 Item 1b. Current Fund Expenditures (Total and Federally Financed) for Separately Budgeted R&D in the Sciences and Engineering Received as a Subrecipient Comments/Suggestions: We would be unable to provide this detail.

Institution Name: U CA Davis         Institution ID: 001313 Optional Item 2a. Non-S&E Current Fund Expenditures, FY 1997-1999 (Dollars in Thousands) Non-Science and Engineering Field Line (1) Total R&D Expenditures (2) Federally Funded R&D Expenditures Fiscal Year % Change 1998-99 Fiscal Year % Change 1998-99 1999 1998 1997 1999 1998 1997 Education 1510 0   0 U 0   0.0% 0   0 U 0   0.0% Law 1520 0   0 U 0   0.0% 0   0 U 0   0.0% Humanities 1530 0   0 U 0   0.0% 0   0 U 0   0.0% Visual and performing arts 1540 0   0 U 0   0.0% 0   0 U 0   0.0% Business and management 1550 0   0 U 0   0.0% 0   0 U 0   0.0% Communications, journalism, and library science 1560 0   0 U 0   0.0% 0   0 U 0   0.0% Social work 1570 0   0 U 0   0.0% 0   0 U 0   0.0% Other Non-science and engineering fields (specify: ) 1580 0   0 U 0   0.0% 0   0 U 0   0.0% Total, non-science and engineering fields 1500 0   0 U 0   0.0% 0   0 U 0   0.0% Total, science and engineering fields (from Item 2) 1400 307950   288796   255070   6.6% 124463   114912   123673   6.6% Grand total 1600 307950   0 U     999.9% 124463   0 U     999.9%

Note:

Data tabulated on Fri Jan 21 21:27:54 2000 999.9% denotes a percent change of 999.9% or greater. "N" denotes uncollected data. "I" denotes imputed data. "E" denotes estimated data. "B" denotes data awaiting imputation.