NSF Survey of Research and Development Expenditures at Universities and Colleges

Institution Information Institution Name: U CA Berkeley Institution ID (FICE):   Type of Institution: Academic Institution Highest Degree Granted: Doctorate degree Type of Control: Public

Institution Name: U CA Berkeley         Institution ID: 001312 Institution Contact Information Person Submitting the Data Name (First, MI, Last): Teresa   Soito Title: Systems Analyst, Info Mgmt School Address Address Line 1: 1111 Franklin Street Address Line 2: 7th Floor City, State, Zipcode: Oakland CA 94607 Contact Options Telephone Number: 510-987-0394 Extension:   Fax Number: 510-839-3573 E-mail Address: teresa.soito@ucop.edu Person Who Prepared the Data (ONLY if different from above) Name (First, MI, Last):       Title:   Telephone Number:   Extension:   E-mail Address:   Survey Preparation Information In which month does your institution's fiscal year begin? July

Institution Name: U CA Berkeley         Institution ID: 001312
Hospital Question
On this survey, do you include expenditure data for research and development performed at a hospital?	No

Institution Name: U CA Berkeley         Institution ID: 001312 Item 1. Expenditures by Source of Funds, FY 1997-99 (Dollars in Thousands) Source of Funds Line Total R&D Expenditures Basic Research Fiscal Year % Change 1998-99 Fiscal Year 1999 1998 1997 1999 1998 1997 Federal Government 1110 191025   171135   186349   11.6% 0 116372 126717 State and Local Governments 1125 47551   47961   49950   -0.9%   Industry 1150 21928   20483   17125   7.1% Institutional Funds 1160 149496   144016   77386   3.8%   Institutionally financed organized   research 1161 104212   102239   38550   1.9%   Unreimbursed indirect costs and   related sponsored research 1162 45284   41777   38836   8.4% All Other Sources 1175 41539   36840   26003   12.8% Total 1100 451539   420435   356813   7.4% 0 264874 224792

Institution Name: U CA Berkeley         Institution ID: 001312 Item 1a. Passed Through Funds, FY 1997-99 (Dollars in Thousands) Subrecipients Line (1) Total (2) Federal Fiscal Year % Change 1998-99 Fiscal Year % Change 1998-99 1999 1998 1997 1999 1998 1997 Educational subrecipients 1910 0   0 U 0 U 0.0% 0   0 U 0 U 0.0% Other subrecipients 1920 0   0 U 0 U 0.0% 0   0 U 0 U 0.0% Total 1900 0   0 U 0 U 0.0% 0   0 U 0 U 0.0%

Institution Name: U CA Berkeley         Institution ID: 001312 Item 2. Current Fund Expenditures, FY 1997-99 (Dollars in Thousands) Field of Science and Engineering Line (1) Total R&D Expenditures (2) Federally Funded R&D Expenditures Fiscal Year % Change 1998-99 Fiscal Year % Change 1998-99 1999 1998 1997 1999 1998 1997 Engineering (Total) 1410 107062   99697   80735   7.4% 51323   47896   42800   7.2%   Aeronautical & astronautical 1411 0   0   0   0.0% 0   0   0   0.0%   Bioengineering/biomedical 1418 6   0   0   999.9% 0   0   0   0.0%   Chemical 1412 3687   3362   2194   9.7% 1973   1780   1268   10.8%   Civil 1413 31800   31898   25841   -0.3% 7193   7440   5973   -3.3%   Electrical 1414 51487   44872   37283   14.7% 32633   30176   27487   8.1%   Mechanical 1415 128   85   590   50.6% 0   15   316   -100.0%   Metallurgical & materials 1417 6   114   174   -94.7% 0   21   17   -100.0%   Other 1416 19948   19366   14653   3.0% 9524   8464   7739   12.5% Physical sciences (Total) 1420 93676   76164   76564   23.0% 55380   41614   55373   33.1%   Astronomy 1421 19375   18257   13650   6.1% 3523   3149   3939   11.9%   Chemistry 1422 21071   20638   18845   2.1% 14195   14447   15822   -1.7%   Physics 1423 53113   37263   44069   42.5% 37628   24014   35612   56.7%   Other 1424 117   6   0   999.9% 34   4   0   750.0% Environmental sciences (Total) 1430 7244   5755   4912   25.9% 4051   2496   2731   62.3%   Atmospheric 1431 0   0   0   0.0% 0   0   0   0.0%   Earth sciences 1432 7204   5707   4856   26.2% 4048   2492   2730   62.4%   Oceanography 1433 0   0   0   0.0% 0   0   0   0.0%   Other 1434 40   48   56   -16.7% 3   4   1   -25.0% Mathematical sciences (Total) 1441 4069   4602   5194   -11.6% 3230   3858   4737   -16.3% Computer sciences (Total) 1442 2060   1182   932   74.3% 741   1   6   999.9% Life sciences (Total) 1450 173208   174403   141533   -0.7% 64757   65569   71609   -1.2%   Agricultural 1451 26553   53831   50145   -50.7% 2822   12953   16048   -78.2%   Biological 1452 84488   57018   50229   48.2% 48568   37810   39977   28.5%   Medical 1453 62167   63545   40350   -2.2% 13367   14797   14781   -9.7%   Other 1454 0   9   809   -100.0% 0   9   803   -100.0% Psychology (Total) 1460 7080   7449   5870   -5.0% 4696   4367   3737   7.5% Social sciences (Total) 1470 38531   35559   34916   8.4% 5430   4141   4321   31.1%   Economics 1471 4874   4277   292   14.0% 1461   1366   4   7.0%   Political science 1472 13326   12193   10091   9.3% 1334   920   1233   45.0%   Sociology 1473 6957   7942   15237   -12.4% 1043   1205   1764   -13.4%   Other 1474 13374   11147   9296   20.0% 1592   650   1320   144.9% Other sciences (Total) 1480 18609   15624   6157   19.1% 1417   1193   1035   18.8% Total 1400 451539   420435   356813   7.4% 191025   171135   186349   11.6% Item 2 1999 Comments: Line 1423 Physics increased in 1999 due to new funding from NASA for the High Energy Solar Spectroscopic Imager project (HESSI) at the Space Sciences Lab. Line 1442 Computer Sciences expenditures increased in 1999 due to inclusion of expenditures for Information Management Systems, not included in prior surveys. Line 1451 Agricultural Sciences decreased in 1999 due to: a) transfer of expenditures from Ag Sciences to Biological Sciences. Those expenditures include: Nutritional Sciences, Microbiology, Plant Biology, and Insect Biology. b) decrease in General Assistance funds for Natural Resources: Agriculture and Resource Economics. Permanent positions relinquished in 1996 budget cuts were funded on a temporary basis to allow affected employees to retire or seek alternative employment opportunities. c) renovations funded in 1998 from a restricted donation were from a fund that expired in 1999. d) decrease in Forest Science explained by a transfer of oversight responsibility from the Division of Forest Science to the Office of the Dean of the College's field stations in mid-year of 1999. Line 1452 Biological Sciences increased due to a) above. Line 1474 Other Social Sciences increased to do inclusion of expenditures for the Institute of Industrial Relations, previously not included.

Institution Name: U CA Berkeley         Institution ID: 001312 Item 3. Equipment Expenditures, FY 1997-99 (Dollars in Thousands) Field of Science and Engineering Line (1) Total R&D Expenditures (2) Federally Funded R&D Expenditures Fiscal Year % Change 1998-99 Fiscal Year % Change 1998-99 1999 1998 1997 1999 1998 1997 Engineering (Total) 1810 3328   2840   2988   17.2% 2020   1585   2008   27.4%   Aeronautical & astronautical 1811 0   0   0   0.0% 0   0   0   0.0%   Bioengineering/biomedical 1818 0   0   0   0.0% 0   0   0   0.0%   Chemical 1812 153   215   58   -28.8% 65   98   7   -33.7%   Civil 1813 468   244   646   91.8% 51   3   55   999.9%   Electrical 1814 1922   1951   1726   -1.5% 1248   1263   1500   -1.2%   Mechanical 1815 0   9   22   -100.0% 0   9   14   -100.0%   Metallurgical & materials 1817 0   0   5   0.0% 0   0   0   0.0%   Other 1816 785   421   531   86.5% 656   212   432   209.4% Physical sciences (Total) 1820 2459   2410   1773   2.0% 1631   1855   1396   -12.1%   Astronomy 1821 32   195   56   -83.6% 32   26   3   23.1%   Chemistry 1822 1576   1590   1181   -0.9% 1009   1279   1011   -21.1%   Physics 1823 851   625   536   36.2% 590   550   382   7.3%   Other 1824 0   0   0   0.0% 0   0   0   0.0% Environmental sciences (Total) 1830 424   302   500   40.4% 286   57   355   401.8%   Atmospheric 1831 0   0   0   0.0% 0   0   0   0.0%   Earth sciences 1832 424   302   500   40.4% 286   57   355   401.8%   Oceanography 1833 0   0   0   0.0% 0   0   0   0.0%   Other 1834 0   0   0   0.0% 0   0   0   0.0% Mathematical sciences (Total) 1841 0   20   0   -100.0% 0   20   0   -100.0% Computer sciences (Total) 1842 5   2   124   150.0% 5   0   0   999.9% Life sciences (Total) 1850 3486   3216   3258   8.4% 2328   2222   1619   4.8%   Agricultural 1851 289   824   1010   -64.9% 210   299   190   -29.8%   Biological 1852 2784   1769   1812   57.4% 1861   1345   1120   38.4%   Medical 1853 413   623   391   -33.7% 257   578   264   -55.5%   Other 1854 0   0   45   0.0% 0   0   45   0.0% Psychology (Total) 1860 114   29   57   293.1% 24   14   36   71.4% Social sciences (Total) 1870 26   99   52   -73.7% 1   27   1   -96.3%   Economics 1871 1   3   11   -66.7% 1   1   0   0.0%   Political science 1872 8   6   9   33.3% 0   2   0   -100.0%   Sociology 1873 10   34   12   -70.6% 0   0   1   0.0%   Other 1874 7   56   20   -87.5% 0   24   0   -100.0% Other sciences (Total) 1880 12   32   85   -62.5% 0   0   0   0.0% Total 1800 9854   8950   8837   10.1% 6295   5780   5415   8.9%

Institution Name: U CA Berkeley         Institution ID: 001312 Proposed New Item for FY 2000 Item 1b. Current Fund Expenditures (Total and Federally Financed) for Separately Budgeted R&D in the Sciences and Engineering Received as a Subrecipient Comments/Suggestions: We would not be able to provide this detail.

Institution Name: U CA Berkeley         Institution ID: 001312 Optional Item 2a. Non-S&E Current Fund Expenditures, FY 1997-1999 (Dollars in Thousands) Non-Science and Engineering Field Line (1) Total R&D Expenditures (2) Federally Funded R&D Expenditures Fiscal Year % Change 1998-99 Fiscal Year % Change 1998-99 1999 1998 1997 1999 1998 1997 Education 1510 0   0 U 0   0.0% 0   0 U 0   0.0% Law 1520 0   0 U 0   0.0% 0   0 U 0   0.0% Humanities 1530 0   0 U 0   0.0% 0   0 U 0   0.0% Visual and performing arts 1540 0   0 U 0   0.0% 0   0 U 0   0.0% Business and management 1550 0   0 U 0   0.0% 0   0 U 0   0.0% Communications, journalism, and library science 1560 0   0 U 0   0.0% 0   0 U 0   0.0% Social work 1570 0   0 U 0   0.0% 0   0 U 0   0.0% Other Non-science and engineering fields (specify: ) 1580 0   0 U 0   0.0% 0   0 U 0   0.0% Total, non-science and engineering fields 1500 0   0 U 0   0.0% 0   0 U 0   0.0% Total, science and engineering fields (from Item 2) 1400 451539   420435   356813   7.4% 191025   171135   186349   7.4% Grand total 1600 451539   0 U     999.9% 191025   0 U     999.9%

Note:

Data tabulated on Fri Jan 21 15:08:41 2000 999.9% denotes a percent change of 999.9% or greater. "N" denotes uncollected data. "I" denotes imputed data. "E" denotes estimated data. "B" denotes data awaiting imputation.