NSF Survey of Research and Development Expenditures
at Universities and Colleges
FY 2001 to FY 2003

Institution Name: U CA Santa Cruz         Institution ID: 001321
Item 1. Expenditures by Source of Funds, FY 2001-2003 (Dollars in thousands)
Source of Funds Line Total R&D Expenditures Basic Research
Fiscal Year % Change
2002-03		 Fiscal Year
2003 2002 2001 2003 2002 2001
% amount % amount % amount
Federal Government 1110 38213   32901 29201 16.1% please review 0%   0   90% e 29611 e 90% 26281
State and local governments 1125 1568   1132 877 38.5%  
Industry 1150 1683   1084 1004 55.3%
Institution funds (sum of lines 1161 and 1162) 1160 26283   26524 23258 -0.9%
  Institutionally financed organized research 1161 22240   23113 19716 -3.8%
  Unreimbursed indirect costs and
  related sponsored research		 1162 4043   3411 3542 18.5%
All other sources 1175 10701   9326 9913 14.7%
TOTAL (sum of a through e) 1100 78448   70967 64253 10.5% please review 0%   0   90% e 63870 e 90% 57828

Institution Name: U CA Santa Cruz         Institution ID: 001321
Item 2. Current Fund Expenditures, FY 2001-2003 (Dollars in thousands)
Field of Science and Engineering Line (1) Total (2) Federal
Fiscal Year % Change
2002-03		 Fiscal Year % Change
2002-03
2003 2002 2001 2003 2002 2001
Engineering (Total) 1410 please review 4983   3555 2259 40.2% 2848   2090 1457 36.3%
  Aeronautical & astronautical 1411 0   0 0 0.0% 0   0 0 0.0%
  Bioengineering/biomedical engineering 1418 0   0 0 0.0% 0   0 0 0.0%
  Chemical 1412 0   0 0 0.0% 0   0 0 0.0%
  Civil 1413 0   0 0 0.0% 0   0 0 0.0%
  Electrical 1414 3805   2737 2203 39.0% 2314   1645 1456 40.7%
  Mechanical 1415 0   0 0 0.0% 0   0 0 0.0%
  Metallurgical & materials 1417 0   0 0 0.0% 0   0 0 0.0%
  Other 1416 1178   818 56 44.0% 534   445 1 20.0%
Physical Sciences (Total) 1420 33325   31335 31117 6.4% 15627   12816 11894 21.9%
  Astronomy 1421 18041   18817 16778 -4.1% 5230   4885 4515 7.1%
  Chemistry 1422 6656   6274 5838 6.1% 5055   4464 3852 13.2%
  Physics 1423 8628   6243 8501 38.2% please review 5342   3467 3527 54.1%
  Other 1424 0   1 0 -100.0% 0   0 0 0.0%
Environmental Sciences (Total) 1430 16826   15367 13048 9.5% 8029   7613 6209 5.5%
  Atmospheric 1431 0   0 0 0.0% 0   0 0 0.0%
  Earth sciences 1432 please review 3463   5215 3760 -33.6% please review 1844   3305 2239 -44.2%
  Oceanography 1433 10586   8711 8225 21.5% 5510   4134 3760 33.3%
  Other 1434 please review 2777   1441 1063 92.7% please review 675   174 210 287.9%
Mathematical Sciences (Total) 1441 680   987 747 -31.1% 362   369 299 -1.9%
Computer Sciences (Total) 1442 3752   2810 2136 33.5% 2803   2297 1742 22.0%
Life Sciences (Total) 1450 13574   12066 10840 12.5% 7075   6359 6176 11.3%
  Agricultural 1451 2575   2333 2141 10.4% 420   345 296 21.7%
  Biological 1452 10999   9733 8699 13.0% 6655   6014 5880 10.7%
  Medical 1453 0   0 0 0.0% 0   0 0 0.0%
  Other 1454 0   0 0 0.0% 0   0 0 0.0%
Psychology (Total) 1460 1232   1034 776 19.1% 792   614 436 29.0%
Social Sciences (Total) 1470 4043   3663 3297 10.4% 677   727 981 -6.9%
  Economics 1471 652   412 524 58.3% 185   78 206 137.2%
  Political science 1472 50   112 183 -55.4% 0   32 63 -100.0%
  Sociology 1473 655   835 719 -21.6% 2   23 63 -91.3%
  Other 1474 2686   2304 1871 16.6% 490   594 649 -17.5%
Other Sciences, not elsewhere classified (Total) 1480 33   150 33 -78.0% 0   16 7 -100.0%
Total (sum of a through i) 1400 78448   70967 64253 10.5% 38213   32901 29201 16.1%
2003 Comments L1410 -- increases to computer science dept.

L1423 -- Increase in NSF funding

L1432 -- decrease in earth sciences funding.

L1434 -- increase to environmental toxicology
2002 Comments Line 1416: There were increases in NSF-sponsored research in Computer Engineering and Institutional support for General Engineering.

Line 1423: Physics expenditures decreased in FY 2002 primarily due to the winding-up of a major contract for the Instititute for Particle Physics.
2001 Comments NSF CODE 021 reflects funding increases and new funding: UCO/CFAO/CALTECH NSF AST9876783 Nelson 10-1 project was just startin in previous FY. Full expenses appeared in this FY. Award UCO/LICK OBSERVATORY NSF AST-9987355 JONES 5/01, expenses occurred during the subsequent FY due to award cycle.
Cycle of award affected spending into FY01.
NSF CODE 023 reflects funding increases.
NSF CODE 071 reflects funding increases as well as new funding. Cycle of awards affected expenditures into FY01.


Institution Name: U CA Santa Cruz         Institution ID: 001321
Item 3. Equipment Expenditures, FY 2001-2003 (Dollars in thousands)
Field of Science and Engineering Line (1) Total (2) Federal
Fiscal Year % Change
2002-03		 Fiscal Year % Change
2002-03
2003 2002 2001 2003 2002 2001
Engineering (Total) 1810 392   99 183 296.0% 233   68 167 242.6%
  Aeronautical & astronautical 1811 0   0 0 0.0% 0   0 0 0.0%
  Bioengineering/biomedical engineering 1818 0   0 0 0.0% 0   0 0 0.0%
  Chemical 1812 0   0 0 0.0% 0   0 0 0.0%
  Civil 1813 0   0 0 0.0% 0   0 0 0.0%
  Electrical 1814 332   82 169 304.9% 230   51 167 351.0%
  Mechanical 1815 0   0 0 0.0% 0   0 0 0.0%
  Metallurgical & materials 1817 0   0 0 0.0% 0   0 0 0.0%
  Other 1816 60   17 14 252.9% 3   17 0 -82.4%
Physical Sciences (Total) 1820 860   1209 371 -28.9% 479   607 261 -21.1%
  Astronomy 1821 371   507 83 -26.8% 162   229 40 -29.3%
  Chemistry 1822 257   465 256 -44.7% 221   281 206 -21.4%
  Physics 1823 232   237 32 -2.1% 96   97 15 -1.0%
  Other 1824 0   0 0 0.0% 0   0 0 0.0%
Environmental Sciences (Total) 1830 1938   1385 384 39.9% 765   1181 253 -35.2%
  Atmospheric 1831 0   0 0 0.0% 0   0 0 0.0%
  Earth sciences 1832 484   752 1 -35.6% 421   752 -29 -44.0%
  Oceanography 1833 477   575 375 -17.0% 337   429 282 -21.4%
  Other 1834 please review 977   58 8 1584.5% 7   0 0 999.9%
Mathematical Sciences (Total) 1841 9   13 4 -30.8% 7   4 0 75.0%
Computer Sciences (Total) 1842 188   195 31 -3.6% 124   163 19 -23.9%
Life Sciences (Total) 1850 610   629 547 -3.0% 222   213 308 4.2%
  Agricultural 1851 55   17 45 223.5% 32   4 33 700.0%
  Biological 1852 555   612 502 -9.3% 190   209 275 -9.1%
  Medical 1853 0   0 0 0.0% 0   0 0 0.0%
  Other 1854 0   0 0 0.0% 0   0 0 0.0%
Psychology (Total) 1860 5   20 1 -75.0% 0   12 0 -100.0%
Social Sciences (Total) 1870 39   42 16 -7.1% 14   16 13 -12.5%
  Economics 1871 15   0 0 999.9% 0   0 0 0.0%
  Political science 1872 0   0 0 0.0% 0   0 0 0.0%
  Sociology 1873 0   6 3 -100.0% 0   0 0 0.0%
  Other 1874 24   36 13 -33.3% 14   16 13 -12.5%
Other Sciences, not elsewhere classified (Total) 1880 0   3 0 -100.0% 0   0 0 0.0%
Total (sum of a through i) 1800 4041   3595 1537 12.4% 1844   2264 1021 -18.6%
2003 Comments L1834 -- Increase in inventorial equipment at Environmental Toxicology
2002 Comments There was a change made to the definition of equipment in FY 2002 resulting in increased reportable expenditures in this category.

Note: Data tabulated on 04/30/2004 2:25 PM
999.9% denotes a percent change of 999.9% or greater.
"n" denotes uncollected data.
"i" denotes imputed data.
"e" denotes estimated data.
"please resolve" denotes an inconsistency that needs to be resolved
"please review" denotes a value that needs to be reviewed