NSF Survey of Research and Development Expenditures
at Universities and Colleges
FY 2001 to FY 2003

Institution Name: U CA Santa Barbara         Institution ID: 001320
Item 1. Expenditures by Source of Funds, FY 2001-2003 (Dollars in thousands)
Source of Funds Line Total R&D Expenditures Basic Research
Fiscal Year % Change
2002-03		 Fiscal Year
2003 2002 2001 2003 2002 2001
% amount % amount % amount
Federal Government 1110 88422   78370 76828 12.8% please review 0%   0   80% e 62696 e 80% 61462
State and local governments 1125 2834   3193 2956 -11.2%  
Industry 1150 13550   10482 6001 29.3%
Institution funds (sum of lines 1161 and 1162) 1160 26766   24491 19341 9.3%
  Institutionally financed organized research 1161 20592   18396 13815 11.9%
  Unreimbursed indirect costs and
  related sponsored research		 1162 6174   6095 5526 1.3%
All other sources 1175 17558   15259 11246 15.1%
TOTAL (sum of a through e) 1100 149130   131795 116372 13.2% please review 0%   0   78% e 102800 e 78% 90770
2002 Comments Line 1150: The largest increases in Industry-supported research were in the area of materials science.

Institution Name: U CA Santa Barbara         Institution ID: 001320
Item 2. Current Fund Expenditures, FY 2001-2003 (Dollars in thousands)
Field of Science and Engineering Line (1) Total (2) Federal
Fiscal Year % Change
2002-03		 Fiscal Year % Change
2002-03
2003 2002 2001 2003 2002 2001
Engineering (Total) 1410 56144   44475 35393 26.2% 32116   24933 23566 28.8%
  Aeronautical & astronautical 1411 0   0 0 0.0% 0   0 0 0.0%
  Bioengineering/biomedical engineering 1418 0   14 113 -100.0% 0   0 0 0.0%
  Chemical 1412 5843   4974 5031 17.5% 3698   3377 3475 9.5%
  Civil 1413 0   0 0 0.0% 0   0 0 0.0%
  Electrical 1414 25310   19142 16748 32.2% 14762   10965 11234 34.6%
  Mechanical 1415 3408   3441 2432 -1.0% 2597   2266 1657 14.6%
  Metallurgical & materials 1417 20540   15890 10761 29.3% 10155   7612 7124 33.4%
  Other 1416 1043   1014 308 2.9% 904   713 76 26.8%
Physical Sciences (Total) 1420 27030   25959 24757 4.1% 19814   19037 19170 4.1%
  Astronomy 1421 0   0 0 0.0% 0   0 0 0.0%
  Chemistry 1422 7318   6545 6656 11.8% 5708   5031 4657 13.5%
  Physics 1423 12592   13485 12191 -6.6% 8878   9530 9260 -6.8%
  Other 1424 7120   5929 5910 20.1% 5228   4476 5253 16.8%
Environmental Sciences (Total) 1430 24343   22840 22963 6.6% 11931   11565 13227 3.2%
  Atmospheric 1431 0   0 0 0.0% 0   0 0 0.0%
  Earth sciences 1432 4382   3419 3000 28.2% 2124   1367 1270 55.4%
  Oceanography 1433 19220   18622 18350 3.2% 9588   9617 10587 -0.3%
  Other 1434 741   799 1613 -7.3% please review 219   581 1370 -62.3%
Mathematical Sciences (Total) 1441 1513   1437 2448 5.3% 689   817 1067 -15.7%
Computer Sciences (Total) 1442 12267   11311 8273 8.5% 9256   7880 6461 17.5%
Life Sciences (Total) 1450 4502   4290 4334 4.9% 3532   3179 3127 11.1%
  Agricultural 1451 0   0 0 0.0% 0   0 0 0.0%
  Biological 1452 4502   4290 4334 4.9% 3532   3179 3127 11.1%
  Medical 1453 0   0 0 0.0% 0   0 0 0.0%
  Other 1454 0   0 0 0.0% 0   0 0 0.0%
Psychology (Total) 1460 8177   7077 5912 15.5% 5811   4797 4221 21.1%
Social Sciences (Total) 1470 11918   12285 10531 -3.0% 4977   5752 5518 -13.5%
  Economics 1471 32   13 7 146.2% 0   0 0 0.0%
  Political science 1472 89   71 62 25.4% 0   0 0 0.0%
  Sociology 1473 297   269 126 10.4% 17   4 11 325.0%
  Other 1474 11500   11932 10336 -3.6% 4960   5748 5507 -13.7%
Other Sciences, not elsewhere classified (Total) 1480 3236   2121 1761 52.6% 296   410 471 -27.8%
Total (sum of a through i) 1400 149130   131795 116372 13.2% 88422   78370 76828 12.8%
2003 Comments Decreases from NASA, Dept of Ed.
2002 Comments Line 1417: Industry-sponsored research in materials science increased in FY 2002.

Line 1416: The FY 2002 increase is due primarily to a new contract from the Department of Energy.

Line 1424: The decrease in Other Physical Sciences is primarily due to the conclusion of a large DOD contract.

Line 1434: Other Environmental Sciences research decreased in FY 2002 due to the closure of two large NASA awards.

Line 1441: The Mathematics department experienced reductions in research expenditures funded by NSF and Institutional sources.
2001 Comments NSF CODE 024 increases seem to fall across the spectrum of semiconductor, quantum, polymer diodes and nonoscale bolometers new research.
NSF CODE 042 new expenditures seem to fall into research for autonomous transportation by Calif Dept of Transportation. New research includes structure preserving algorithms & Model reduction, and research for manageing fire hazards at the Urban-Wildlands Interface.
NSF CODE 080 increases in research funds for biological control of invasive green crabs, aquatic nuisance species research & outreach.
NSF CODE 053 decrease represents correction of codes from previous year.


Institution Name: U CA Santa Barbara         Institution ID: 001320
Item 3. Equipment Expenditures, FY 2001-2003 (Dollars in thousands)
Field of Science and Engineering Line (1) Total (2) Federal
Fiscal Year % Change
2002-03		 Fiscal Year % Change
2002-03
2003 2002 2001 2003 2002 2001
Engineering (Total) 1810 9031   5912 2782 52.8% 5691   3071 2011 85.3%
  Aeronautical & astronautical 1811 0   0 0 0.0% 0   0 0 0.0%
  Bioengineering/biomedical engineering 1818 0   0 0 0.0% 0   0 0 0.0%
  Chemical 1812 381   374 132 1.9% 282   308 116 -8.4%
  Civil 1813 0   0 0 0.0% 0   0 0 0.0%
  Electrical 1814 4313   1808 1268 138.6% please review 3207   793 966 304.4%
  Mechanical 1815 344   394 13 -12.7% 134   141 10 -5.0%
  Metallurgical & materials 1817 3940   3063 1369 28.6% 2068   1591 919 30.0%
  Other 1816 53   273 0 -80.6% please review 0   238 0 -100.0%
Physical Sciences (Total) 1820 3209   3197 1629 0.4% 2052   2134 1322 -3.8%
  Astronomy 1821 0   0 0 0.0% 0   0 0 0.0%
  Chemistry 1822 1074   1275 1047 -15.8% 840   1013 759 -17.1%
  Physics 1823 1261   1084 149 16.3% 490   379 133 29.3%
  Other 1824 874   838 433 4.3% 722   742 430 -2.7%
Environmental Sciences (Total) 1830 1331   1100 707 21.0% 952   762 572 24.9%
  Atmospheric 1831 0   0 0 0.0% 0   0 0 0.0%
  Earth sciences 1832 270   190 51 42.1% 108   40 1 170.0%
  Oceanography 1833 1020   898 621 13.6% 813   717 553 13.4%
  Other 1834 41   12 35 241.7% 31   5 18 520.0%
Mathematical Sciences (Total) 1841 19   78 7 -75.6% 19   44 0 -56.8%
Computer Sciences (Total) 1842 677   652 112 3.8% 631   386 94 63.5%
Life Sciences (Total) 1850 77   72 114 6.9% 54   35 59 54.3%
  Agricultural 1851 0   0 0 0.0% 0   0 0 0.0%
  Biological 1852 77   72 114 6.9% 54   35 59 54.3%
  Medical 1853 0   0 0 0.0% 0   0 0 0.0%
  Other 1854 0   0 0 0.0% 0   0 0 0.0%
Psychology (Total) 1860 362   388 156 -6.7% 229   219 141 4.6%
Social Sciences (Total) 1870 248   371 141 -33.2% 123   159 109 -22.6%
  Economics 1871 0   0 0 0.0% 0   0 0 0.0%
  Political science 1872 2   0 0 999.9% 0   0 0 0.0%
  Sociology 1873 5   5 0 0.0% 0   0 0 0.0%
  Other 1874 241   366 141 -34.2% 123   159 109 -22.6%
Other Sciences, not elsewhere classified (Total) 1880 68   18 31 277.8% 11   3 1 266.7%
Total (sum of a through i) 1800 15022   11788 5679 27.4% 9762   6813 4309 43.3%
2003 Comments L1814 -- increases in inventorial equipment at California NanoSciences Institute and electrical engineering depts.

L1816 -- zeroing of inventorial equipment at Dept of materials sciences.
2002 Comments There was a change made to the definition of equipment in FY 2002 resulting in increased reportable expenditures in this category.

Note: Data tabulated on 04/30/2004 2:26 PM
999.9% denotes a percent change of 999.9% or greater.
"n" denotes uncollected data.
"i" denotes imputed data.
"e" denotes estimated data.
"please resolve" denotes an inconsistency that needs to be resolved
"please review" denotes a value that needs to be reviewed