NSF Survey of Research and Development Expenditures
at Universities and Colleges
FY 2001 to FY 2003

Institution Name: U CA Berkeley         Institution ID: 001312
Item 1. Expenditures by Source of Funds, FY 2001-2003 (Dollars in thousands)
Source of Funds Line Total R&D Expenditures Basic Research
Fiscal Year % Change
2002-03		 Fiscal Year
2003 2002 2001 2003 2002 2001
% amount % amount % amount
Federal Government 1110 238206   217297 208080 9.6% please review 0%   0   90% e 195567 e 90% 187272
State and local governments 1125 34976   35501 29824 -1.5%  
Industry 1150 22460   24999 26791 -10.2%
Institution funds (sum of lines 1161 and 1162) 1160 141929   132412 128333 7.2%
  Institutionally financed organized research 1161 100535   93681 83711 7.3%
  Unreimbursed indirect costs and
  related sponsored research		 1162 41394   38731 44622 6.9%
All other sources 1175 69615   64537 53245 7.9%
TOTAL (sum of a through e) 1100 507186   474746 446273 6.8% please review 0%   0   87% e 413029 e 87% 388258
2001 Comments Line 1100 does not match up correctly, the difference is 262 (thousands). Our reports list several coding changes due to their financial accounting changeover.

Institution Name: U CA Berkeley         Institution ID: 001312
Item 2. Current Fund Expenditures, FY 2001-2003 (Dollars in thousands)
Field of Science and Engineering Line (1) Total (2) Federal
Fiscal Year % Change
2002-03		 Fiscal Year % Change
2002-03
2003 2002 2001 2003 2002 2001
Engineering (Total) 1410 152033   137766 128984 10.4% 64345   55003 54554 17.0%
  Aeronautical & astronautical 1411 0   0 0 0.0% 0   0 0 0.0%
  Bioengineering/biomedical engineering 1418 270   0 53 999.9% 50   0 53 999.9%
  Chemical 1412 6161   6842 5866 -10.0% 1844   2412 2392 -23.5%
  Civil 1413 41458   38151 36696 8.7% 6321   5526 8847 14.4%
  Electrical 1414 72788   65905 62283 10.4% 39184   32406 31255 20.9%
  Mechanical 1415 135   95 185 42.1% 0   0 0 0.0%
  Metallurgical & materials 1417 173   168 72 3.0% 0   3 2 -100.0%
  Other 1416 31048   26605 23829 16.7% 16946   14656 12005 15.6%
Physical Sciences (Total) 1420 83187   78918 79469 5.4% 58292   54879 52604 6.2%
  Astronomy 1421 8850   7984 8383 10.8% 4201   4165 3630 0.9%
  Chemistry 1422 24907   21787 21339 14.3% 17078   15867 14617 7.6%
  Physics 1423 47923   47182 48272 1.6% 36985   34841 34352 6.2%
  Other 1424 1507   1965 1475 -23.3% 28   6 5 366.7%
Environmental Sciences (Total) 1430 please review 10180   7069 6513 44.0% please review 5342   3561 3515 50.0%
  Atmospheric 1431 125   44 9 184.1% 0   0 0 0.0%
  Earth sciences 1432 please review 10055   7025 6504 43.1% please review 5342   3561 3515 50.0%
  Oceanography 1433 0   0 0 0.0% 0   0 0 0.0%
  Other 1434 0   0 0 0.0% 0   0 0 0.0%
Mathematical Sciences (Total) 1441 6417   7474 6070 -14.1% please review 4952   5881 4707 -15.8%
Computer Sciences (Total) 1442 please review 2315   506 825 357.5% please review 2029   485 500 318.4%
Life Sciences (Total) 1450 174915   170348 165525 2.7% 88065   85063 82235 3.5%
  Agricultural 1451 70932   70036 68053 1.3% 22213   19801 18182 12.2%
  Biological 1452 58860   59935 59752 -1.8% 41794   44598 44244 -6.3%
  Medical 1453 45123   40377 37720 11.8% 24058   20664 19809 16.4%
  Other 1454 0   0 0 0.0% 0   0 0 0.0%
Psychology (Total) 1460 11820   9823 8244 20.3% 8065   6310 4239 27.8%
Social Sciences (Total) 1470 51283   51204 44406 0.2% 6586   4999 5706 31.7%
  Economics 1471 14019   13466 13691 4.1% 2644   1814 2194 45.8%
  Political science 1472 7231   6622 10638 9.2% 91   115 1000 -20.9%
  Sociology 1473 7471   7899 6129 -5.4% 1158   959 1101 20.8%
  Other 1474 22562   23217 13948 -2.8% 2693   2111 1411 27.6%
Other Sciences, not elsewhere classified (Total) 1480 15036   11638 6237 29.2% 530   1116 20 -52.5%
Total (sum of a through i) 1400 507186   474746 446273 6.8% 238206   217297 208080 9.6%
2003 Comments L1432 -- Large increase in federal funding from NSF to earth sciences.

L1441 -- Decrease in NSF funding

L1442 -- Large funding increase to school of Info Management in Computer Sciences.
2002 Comments Line 1413: decrease in federal funding primarily due to winding-down of major contract funded by Department of Transportation.

Line 1460: Federal funding for psychology research saw general increases over the past year. The Institute of Personality and Social Research saw particular increases in funding from several NIH Institutes.

Lines 1742 and 1474: The decreases in Line 1742 and increases in Line 1474 are to some degree offsetting, because there were several awards formerly designated as Political Science which were recategorized as Other Social Science.

Line 1480: The Federal increase is primarily due to three new awards from NSF to the Lawrence Hall of Science; the overall increase is primarily due to increased funding from institutional sources.
2001 Comments NSF CODE 017, 024, 021,052, 053 represent fluctuations due to reclassifications and corrections of expenditures to the correct codes. Inplementation
of a new accounting system caused large amounts of code corrections. This is a continuing problem.
NSF CODE 54 reflected a credit of 9 for line 1 and a credit of 8 but had to enter 0, hence the total didn't match the total from Item 1.
NSF CODE 017 reflected a credit of 334,000 but was entered at 72 to be allowed to submit survey.

NSF CODE 018 reflected line 1 was only 22 but changed to 53 to comply with rules. Less amount was due to code changes.
NSF CODE 018 is due to the reclassification problem, it was originally 22 but changed to 53 just to submit the survey.

Institution Name: U CA Berkeley         Institution ID: 001312
Item 3. Equipment Expenditures, FY 2001-2003 (Dollars in thousands)
Field of Science and Engineering Line (1) Total (2) Federal
Fiscal Year % Change
2002-03		 Fiscal Year % Change
2002-03
2003 2002 2001 2003 2002 2001
Engineering (Total) 1810 7243   7334 2425 -1.2% 4624   3893 1614 18.8%
  Aeronautical & astronautical 1811 0   0 0 0.0% 0   0 0 0.0%
  Bioengineering/biomedical engineering 1818 0   0 0 0.0% 0   0 0 0.0%
  Chemical 1812 327   993 545 -67.1% please review 75   388 395 -80.7%
  Civil 1813 779   1180 289 -34.0% 114   237 133 -51.9%
  Electrical 1814 3524   4047 1160 -12.9% 2051   2433 713 -15.7%
  Mechanical 1815 8   3 0 166.7% 0   0 0 0.0%
  Metallurgical & materials 1817 11   3 0 266.7% 0   0 0 0.0%
  Other 1816 2594   1108 431 134.1% please review 2384   835 373 185.5%
Physical Sciences (Total) 1820 5847   6777 2032 -13.7% 4658   4869 1095 -4.3%
  Astronomy 1821 250   454 31 -44.9% 100   346 23 -71.1%
  Chemistry 1822 1854   2226 1254 -16.7% 1587   1603 568 -1.0%
  Physics 1823 3603   4001 716 -9.9% 2971   2920 504 1.7%
  Other 1824 140   96 31 45.8% 0   0 0 0.0%
Environmental Sciences (Total) 1830 883   526 42 67.9% 309   434 26 -28.8%
  Atmospheric 1831 0   0 0 0.0% 0   0 0 0.0%
  Earth sciences 1832 883   526 42 67.9% 309   434 26 -28.8%
  Oceanography 1833 0   0 0 0.0% 0   0 0 0.0%
  Other 1834 0   0 0 0.0% 0   0 0 0.0%
Mathematical Sciences (Total) 1841 105   159 0 -34.0% 87   143 0 -39.2%
Computer Sciences (Total) 1842 150   0 26 999.9% 140   0 24 999.9%
Life Sciences (Total) 1850 6430   5195 5824 23.8% 4431   3118 3286 42.1%
  Agricultural 1851 1565   1682 1744 -7.0% 674   770 524 -12.5%
  Biological 1852 3480   2474 3617 40.7% 2794   1553 2361 79.9%
  Medical 1853 1385   1039 463 33.3% 963   795 401 21.1%
  Other 1854 0   0 0 0.0% 0   0 0 0.0%
Psychology (Total) 1860 365   280 38 30.4% 301   199 19 51.3%
Social Sciences (Total) 1870 487   727 37 -33.0% 132   147 1 -10.2%
  Economics 1871 171   327 3 -47.7% 104   86 1 20.9%
  Political science 1872 49   21 10 133.3% 0   0 0 0.0%
  Sociology 1873 74   163 6 -54.6% 1   12 0 -91.7%
  Other 1874 193   216 18 -10.6% 27   49 0 -44.9%
Other Sciences, not elsewhere classified (Total) 1880 221   207 0 6.8% 0   2 0 -100.0%
Total (sum of a through i) 1800 21731   21205 10424 2.5% 14682   12805 6065 14.7%
2003 Comments L1812 -- Decrease in Dept of Chemical Engineering

L1816 -- Increase in federal support for earthquake engineering.
2002 Comments There was a change made to the definition of equipment in FY 2002 resulting in increased reportable expenditures in this category.

Note: Data tabulated on 04/30/2004 2:18 PM
999.9% denotes a percent change of 999.9% or greater.
"n" denotes uncollected data.
"i" denotes imputed data.
"e" denotes estimated data.
"please resolve" denotes an inconsistency that needs to be resolved
"please review" denotes a value that needs to be reviewed