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AUTHORITY TO: |
WHO HAS AUTHORITY: |
SOURCE OF AUTHORITY: |
LIMITATIONS OF AUTHORITY: |
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1. Approve
Capital Improvement Program (one-year
budget for capital outlay and three-year Capital Improvement Program) |
Regents
have Basic Authority |
Authority through Grounds
and Buildings and Finance Committees, specified in Bylaw 12.4(c) |
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Delegated to no one |
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2. AMEND CAPITAL
IMPROVEMENT PROGRAM |
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Amend Capital
Improvement Program 2a. Amend overall Capital Improvement
Program |
President
has Basic Authority for projects not exceeding $10 million. |
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Delegated
to VP-Budget |
DA 2066 dated 7/3/96 |
Same as President's
authority under 2a. May not be redelegated. |
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Amend Capital
Improvement Program 2b. Amend non-state-funded minor (not
to exceed $400,000) capital improvement projects |
Delegated to Chancellors,
Sr. VP-Administration [Business & Finance], VP-Agriculture & Natural
Resources |
DA
2126 dated
2/28/02 (supercedes DA 1029) |
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Amend
Capital Improvement Program 2c. Amend non-state-funded major
capital improvement projects not exceeding $5 million |
Delegated
to Chancellors, Sr. VP-Administration [Business & Finance];
VP-Agriculture & Natural Resources |
DA
2127 dated
2/28/02 (supercedes DA 1083) |
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3. SOLICIT AND ACCEPT
FUNDS FOR CAPITAL OUTLAY |
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Solicit
and Accept Funds for Capital Outlay 3a. From the State of California |
President
has Basic Authority |
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Treasurer
of The Regents has Basic Authority to receive and collect funds. |
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Delegated
to no one |
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Solicit
and Accept Funds for Capital Outlay 3b. From extramural sources
(including funds for related construction) |
Regents
have Basic Authority |
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President
has Basic Authority |
Standing
Order 100.4(dd)
and specific action of Regents |
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Delegated
to Chancellors |
DA 2036 dated 3/10/95 |
This
action relates to grants with related construction. |
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Solicit and Accept
Funds for Capital Outlay 3b. From extramural sources (including
funds for related construction) |
Delegated
to Director-Lawrence Livermore National Laboratory |
DA 2037 dated
3/10/95 |
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Delegated
to Director-Lawrence Berkeley National Laboratory |
DA 2038 dated
3/10/95 |
Same as authority of
Director-Lawrence Livermore National Laboratory under 3b, except the contract number is DE-AC03-76SF00098. |
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Delegated to Director-Los
Alamos National Laboratory |
DA 2039 dated
3/10/95 |
Same as authority of
Director-Lawrence Livermore National Laboratory under 3b, except the contract number is W-7405-ENG-36. |
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Delegated
to Sr. VP-Business & Finance |
DA 2034 dated
3/10/95 |
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Delegated
to VP-Agriculture & Natural Resources |
DA 2035 dated
3/10/95 |
Same as authority of
Senior Vice President-Business & Finance under 3b. |
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Solicit and Accept
Funds for Capital Outlay 3c. From extramural grants and
contracts for construction of facilities |
President
has Basic Authority |
Standing
Order 100.4(dd)
and each year by action of Regents on Capital Improvement Program |
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Delegated
to Chancellors; VP Kendrick [Agriculture & Natural Resources] |
DA 0693
dated 4/7/81 |
Same as President's authority under 3c, with the additional exception of grants,
contracts, or related documents that would result in amendments to the
Capital Improvement Program beyond the authority delegated under 2b for the Minor Capital Improvement Program. |
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Solicit and Accept
Funds for Capital Outlay 3d. Gifts |
President
has Basic Authority |
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Delegated to Chancellors; VP-Agriculture and Natural
Resources |
DA 2011 dated
3/23/94 |
Same as authority of
President under 3d, plus four conditions cited
in Reference 31.
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Delegated
to VP-University and External Relations |
Same as authority of
Chancellors and VP-Agriculture & Natural Resources under 3d, but also authorized to accept gifts to the
University that have not been designated for a specific campus, or that have
been designated for use by more than one campus. |
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Solicit and Accept
Funds for Capital Outlay 3e. From private sources |
Regents
have Basic Authority |
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President has Basic
Authority |
Regents
to President by specific action |
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Solicit and Accept
Funds for Capital Outlay 3f. Approve and conduct fund-raising
campaigns |
President
has Basic Authority |
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Delegated
to Chancellors; VP-Agriculture & Natural Resources; VP-University &
External Relations |
DA 2018 dated
5/26/94 |
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Solicit
and Accept Funds for Capital Outlay 3g. From multiple sources |
Regents
have Basic Authority |
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President
has Basic Authority |
$1 million
or less, within Regents policies |
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Delegated
to no one |
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Solicit
and Accept Funds for Capital Outlay 3h. From University funds |
Regents
have Basic Authority |
Responsibility
of Committee on Finance. |
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Delegated
to no one |
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Solicit
and Accept Funds for Capital Outlay 3i. From other loan sources (external
financing) |
President
has Basic Authority (for preparation of applications and fund acceptance) |
Regents
to President annually by specific action of Regents |
Provided
Treasurer of the Regents has concurred as required by Bylaw
21.4(d). |
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Treasurer
of the Regents has Basic Authority (for execution of applications) |
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Delegated
to Treasurer of the Regents (for acceptance of funds) |
Bylaws
21.4(a) and (h) (receive funds from President) |
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Delegated
to Sr. VP-Administration (for preparation of applications) [Sr. VP-Business
& Finance] |
(part
of assigned business management functions) |
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Solicit and Accept
Funds for Capital Outlay 3j. From Governor's Office of Emergency Services
under Hazard Mitigation Grant Program (HMGP) |
Delegated
to Chancellors |
DA 2096 dated
2/17/98 |
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4. ALLOCATE FUNDS FOR
CAPITAL OUTLAY BUDGET |
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Allocate
Funds for Capital Outlay Budget 4a. From the State of California |
Regents
have Basic Authority |
As
appropriated to the University by the State. |
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Delegated
to no one |
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Allocate Funds for Capital Outlay Budget 4b. From gifts (allocate and
reallocate) |
President
has Basic Authority |
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Delegated
to Chancellors |
DA 1052
dated 4/16/91 |
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Delegated
to Vice President Kenneth R. Farrell [Agriculture & Natural Resources] |
DA 1053
dated 4/16/91 |
Same as authority of
Chancellors under 4b. |
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5. TRANSFER FUNDS |
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Transfer
Funds 5a. All fund transfers |
Regents
have Basic Authority |
Responsibility
of the Committee on Finance, except subject only to such legislative control
as noted in Bylaw
5.1(a) |
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Transfer Funds 5b. For capital improvement purposes |
President
has Basic Authority |
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Delegated
to Associate Vice President-Director of Budget [VP of the Budget] |
DA 2067 dated
7/3/96
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Same as authority of
President under 5b, with the following
additional authority: To augment appropriations for approved building
projects and, for Minor Capital Improvement Program, to transfer funds and to
use state planning funds. |
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Transfer Funds 5c. For minor capital improvement
projects |
President
has Basic Authority |
Transfer
funds for capital outlay. |
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Delegated
to Chancellors; VP-Agriculture & Natural Resources |
DA 2125
dated 2/28/02 |
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6. APPROVE REMOVAL,
RE-USE, OR REHABILITATION OF TEMPORARY BUILDINGS |
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6. Approve removal, re-use, or
rehabilitation of temporary buildings |
Regents
have Basic Authority |
Must
be approved by the Committee on Grounds and Buildings. |
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Delegated
to President |
Regents
to President by specific action in each case |
As
listed annually in the Capital Improvement Program. |
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7. APPROVE AND AMEND LONG-RANGE DEVELOPMENT PLAN |
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7a. Approve new or
substantially updated long-range
development plan (LRDP) |
Regents
have Basic Authority |
As
a guide to the future development of a Facility or other area. |
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Delegated
to no one |
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7b. Amend long-range development plan (LRDP) |
Regents have Basic Authority |
Bylaw 12.4(a) |
To approve LRDP amendments except for substantially
updated LRDPs, |
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Delegated to President |
Policy
on Approval of Design, LRDPs, and the Administration of CEQA, dated
1/16/03 |
To
approve minor LRDP amendments, provided the amendment preserves the fundamental planning principles of the LRDP and
is limited to: a.
siting a building project of $10,000,000 or less; b.
shifting less than 30,000 gross square feet of allocated building space;
and/or c.
changing land-use boundaries and designations for four acres or less of land. |
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Delegated to Sr. VP-Business & Finance |
DA 2135 dated
2/26/03 |
Same authority as President under 7b above. |
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8. APPROVE SITES |
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8. Approve sites |
President
has Basic Authority |
To
approve the siting of individual buildings or projects. |
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Delegated
to Chancellors; Dir Batzel, Dir Sessler, VP Kendrick [VP-Agriculture &
Natural Resources] |
DA 0606
dated 4/17/78 |
Same as authority of
President under 8, plus subject to rules and
regulations established by the Office of the President. |
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9. APPOINT ARCHITECTS AND ENGINEERS |
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Appoint Architects and
Engineers 9a. Executive architects, executive
landscape architects, and executive and consulting engineers |
President
has Basic Authority |
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Delegated
to Sr. VP-Business & Finance |
DA 2220,
dated 7/26/02 |
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Delegated to Asst. VP-
Facilities Administration |
Authority
may not be redelegated.
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Appoint Architects and
Engineers 9b. Executive architects, executive
landscape architects, and executive and consulting engineers (total
individual project cost not exceeding $5,000,000) |
President
has Basic Authority |
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Delegated
to Chancellors; Director-Lawrence Berkeley National Laboratory;
VP-Agriculture & Natural Resources |
DA 2220,
dated 7/26/02 |
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10. APPROVE BUILDING DESIGN AND PLANS |
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10. Approve Building Design and Plans |
Regents
have Basic Authority |
To
approve plans for improvements, direct the taking of bids, and recommend to
Regents the award and execution of construction and equipment contracts,
except as otherwise provided in the Standing Order. |
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Delegated to Committee on Grounds & Buildings |
Policy
on Approval of Design, LRDPs, and the Administration Of CEQA, dated
1/16/03 |
To approve design of a.) Building projects with a total project cost in excess
of $10,000,000, except when such projects consist of the following: i. Alterations or remodeling where the exterior of the
building is not materially changed; ii. Buildings or facilities located on agricultural,
engineering, or other field stations; or iii. Agriculture related buildings or facilities located
in areas of a campus devoted to agricultural functions. b.) Capital improvement projects of any construction
cost when, in the judgment of the President, a project merits review and
approval by The Regents because of budget matters, fundraising activities,
environmental impacts, community concerns, or other reasons. |
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President
has Basic Authority |
To
approve building plans and to solicit bids in connection with approved
projects, except for projects requiring approval by the Committee on Grounds
and Buildings (see Regents Policy). |
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Delegated to Sr. VP-Business and Finance |
DA 2136
dated 2/26/03 (supercedes DA 0810) |
To
approve the design of projects with a total individual project cost not
exceeding $5,000,000 unless the President has given notice that Regental
approval is merited under section (1)b of the policy. |
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Delegated to Chancellors, Director-Lawrence Berkeley
National Laboratory; Sr. VP-Business & Finance VP-Agriculture &
Natural Resources |
DA 2136
dated 2/26/03 |
Same as authority of
President under 10. |
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11. IMPLEMENT CALIFORNIA ENVIRONMENTAL QUALITY ACT (CEQA) |
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11. Administration of California
Environmental Quality Act (CEQA) |
Regents
have Basic Authority |
To
certify, adopt, or modify environmental documents. |
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President
has Basic Authority |
Regents
to President by actions of 6/15/73, 7/1/86, 3/20/89, 1/16/03 |
To
administer University of California’s compliance with the California
Environmental Quality Act; to certify or adopt environmental documents for
which the President has authority for associated project approval; and to modify
environmental documents certified or adopted by the Regents and for which the
President has authority for associated project approval so long as the
modification does not result in new or increased significant impacts. |
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Delegated
to Sr. VP Business & Finance |
DA2135 dated
02/26/03 (supercedes DA 1039) |
Same
authority as President under 11, consulting
with the Office of the General Counsel as appropriate. |
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12. SOLICIT BIDS |
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12. Solicit Bids |
President
has Basic Authority |
To
solicit bids in connection with approved projects. |
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Delegated to:
Chancellors; Director-Lawrence Berkeley National Laboratory;
Director-Lawrence Livermore National Laboratory; Sr. VP-Business &
Finance; VP-Agriculture & Natural Resources |
DA 2148 dated
06/29/04 (supercedes DA 1038, and regarding item 12, also supercedes DA
0810) |
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13. REJECT ALL BIDS |
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13. Reject All Bids
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President
has Basic Authority |
For
construction contracts if the lowest responsible bid is not in the
University's best interest. |
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Delegated to:
Chancellors; Director-Lawrence Berkeley National Laboratory; Director-Lawrence
Livermore National Laboratory; Sr. VP- Business & Finance; VP-Agriculture
& Natural Resource |
DA 2148 dated
06/29/04 (supercedes DA 1038) |
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14. WITHDRAW BID |
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14. Withdraw Bid |
President
has Basic Authority |
As
executive head of the University, and to execute all contracts and other
documents. |
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Delegated to:
Chancellors; Director-Lawrence Berkeley National Laboratory;
Director-Lawrence Livermore National Laboratory; Sr. VP- Business &
Finance; VP-Agriculture & Natural Resource |
DA 2148 dated
06/29/04 (supercedes DA 1038) |
To
consent to the withdrawal of a bid after bids are opened and a bidder claims
a mistake, if conditions given in Facilities Manual are met. |
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15. EXECUTE CONTRACTS
OR AGREEMENTS |
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Execute
Contracts or Agreements 15a. Execute various service
agreements |
President
has Basic Authority |
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Delegated to: Chancellors, Sr. VP-Administration [Business
& Finance]; VP -Agriculture & Natural Resources |
DA 1058
dated 12/30/91 |
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Execute
Contracts or Agreements 15b. Execute contracts with executive
architects, executive landscape architects, and executive and consulting engineers |
President
has Basic Authority |
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Delegated
to Chancellors; Director-Lawrence Berkeley National Laboratory;
VP-Agriculture & Natural Resources |
DA 2220
dated 07/26/02 (supercedes DA 1098) |
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Execute
Contracts or Agreements 15c. Execute construction contracts |
President
has Basic Authority |
To
execute construction contracts within appropriated funds. |
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Delegated
to: Chancellors; Director-Lawrence Berkeley National Laboratory;
Director-Lawrence Livermore National Laboratory; Sr. VP- Business &
Finance; VP-Agriculture & Natural Resources |
DA 2148 dated
06/29/04 (supercedes DA 1038) |
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Regents
require that liquidated damage provisions be inserted in every contract for
projects estimated to cost $10,000 or more. |
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Execute Contracts or
Agreements 15d. Execute bonding requirements for
construction contracts |
President
has Basic Authority |
To
set requirements for bid bonds or other forms of bid security, performance
bonds, and payment bonds for construction contracts, unless such requirements
would be inconsistent with the requirements of a funding agency for a funded
project or with mandatory requirements established by state law. |
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Delegated to Chancellors;
Director-Lawrence Berkeley National Laboratory; Director-Lawrence Livermore
National Laboratory; Sr. VP-Administration [Business & Finance];
Vice-President-Agriculture & Natural Resources |
DA 1040
dated 11/19/90 |
To
execute contracts of less than $25,000 without a bid bond, payment bond, or
performance bond, and to execute construction contracts between $25,000 and
$50,000 with only a payment bond. |
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Execute Contracts or
Agreements 15e. Execute utility agreements |
President
has Basic Authority |
Authorizes President to
execute all utility agreements. |
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Delegated to Chancellors; VP-Agriculture
& Natural Resources |
DA 0856
dated 1/14/85 |
To
execute agreements pertaining to the purchase of utilities commodities and
services. |
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16. NEGOTIATE AND
EXECUTE CHANGES OR AMENDMENTS TO AGREEMENTS OR CONTRACTS |
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Negotiate
and Execute Changes or Amendments to Agreements or Contracts 16a. Negotiate changes or amendments
to agreements
|
President
has Basic Authority |
With
executive architects, executive landscape architects, and executive and
consulting engineers. |
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Delegated to Chancellors,
Director Lawrence Berkeley National Laboratory; VP - Agriculture &
Natural Resources |
DA
2220 dated 07/26/02 (supercedes DA 1098) |
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President
has Basic Authority |
For
utility agreements. |
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Delegated
to Chancellors, Vice President-Agriculture & Natural Resources |
DA 0856
dated 1/14/85 |
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Negotiate and Execute
Changes or Amendments to Agreements or Contracts 16b. Execute changes or amendments to
contracts |
President
has Basic Authority |
For
construction contracts within appropriated funds. |
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Delegated to:
Chancellors, Director-Lawrence Berkeley National Laboratory;
Director-Lawrence Livermore National Laboratory; Sr. VP- Business &
Finance; VP-Agriculture & Natural Resources |
DA 2148 dated
06/29/04 (supercedes DA 1038) |
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17. NEGOTIATE REAL
PROPERTY RENTAL AGREEMENTS (LEASES) |
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17. Negotiate Real Property Rental Agreements
(Leases) |
President
has Basic Authority |
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Delegated
to Sr. VP-Business & Finance |
DA
2133 dated 07/26/02 (supercedes DA 2065) |
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18. APPROVE LICENSES,
EASEMENTS, OR RIGHTS-OF-WAY |
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18a. Approve Licenses, Easements, or Rights-of-way |
President
has Basic Authority |
When
such instruments are revocable within 120 days' notice, or when such instruments,
regardless of revocability, convey interests solely for the purpose of
providing utility services. |
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Delegated
to Chancellors, Sr.
VP-Admin [Business & Finance],VP - Agriculture & Natural Resources |
DA 2062
dated 06/14/96 |
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18b. Approve Licenses, Easements, or Rights-of-way
|
President
has Basic Authority |
When
(1) the consideration does not exceed $5 million or (2) such instruments are
revocable with 120 days' notice. |
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Delegated
to Sr. VP-Business & Finance |
DA 2062 dated
6/14/96 |
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19. SALE AND PURCHASE OF REAL PROPERTY |
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19. Sale and Purchase of Real Property |
President
has Basic Authority |
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Delegated
to Sr. VP-Business & Finance |
DA 2063 dated
6/14/96 |
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20. SIGN NOTICES OF COMPLETION |
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20. Sign Notices of Completion |
President
has Basic Authority |
For
construction contracts. |
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Delegated to Chancellors,
Director - Lawrence Berkeley National Laboratory; Director - Lawrence
Livermore National Laboratory; Sr. VP-Administration [Business &
Finance]; VP-Agriculture & Natural Resources |
DA 2148 dated
06/29/04 (supercedes DA 1038) |
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21. SPECIFIC ACTIONS AUTHORIZING PRESIDENT TO ACT |
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21. Specific Actions Authorizing President to Act |
President
has Basic Authority |
By
specific action of The Regents |
Actions
must relate to matters within purview of President. |
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