Notes
Outline
The Controls Initiative:
Strengthening Business Practices at the University of California
A Status Report for the
Board of Regents
September 16, 1999
The Controls Initiative
A program to strengthen accountability, responsibility and control at each campus and the Office of the President
Controller Function
Reporting Relationships
Controller Function
Responsibilities
Develop and implement campus wide system of internal control
Control Self Assessment
A Management Initiative
Assess, Monitor and Improve Control Environment
Conceptual Framework Management of Risk and Control
Controls Initiative Status:
Campus Programs
Davis, Irvine, Los Angeles, San Diego, Santa Barbara, Santa Cruz, Office of the President
Focus of Programs:
Conceptual framework adopted at the campus
Tailoring for specific campus operations
Broad participation by campus leadership
Active self assessment efforts in many campus functional areas
Controls Initiative Status:
Campus Programs
Controls Initiative Status:
Campus Programs
Controls Initiative Status:
Systemwide Activities
Focus on Training
Business Officers Institute
Focus on Monitoring
Cost Recovery Program
Focus on Communication
Responsibilities for Internal Control
Focus on Training:
Business Officer Institute
Focus on Monitoring:
Cost Recovery Program
Focus on Communication:
Responsibilities for Internal Control