Controls and Accountability

Control Self-Assessment

• Professional Practices: A Perspective on Control Self Assessment (.doc or PDF) - This document is intended for informational and educational purposes and is not a substitute for legal or accounting advice.
• Cash Controls: Update on Review of Systemwide Cashiering Controls at the University of California (PowerPoint) - Presented to the UC Regents, 9/16/99.
• Current CSA Activity

Priority Focus Area Control Frameworks

• Decentralized Environment
• Sponsored Research
• Stewardship of Funds

Financial Controls Initiatives

• The Controls Initiative: Strengthening Business Practices at the University of California (PowerPoint) - Presented to the UC Regents, 9/16/99.
• Understanding Internal Controls: A Reference Guide for Managing University Business Practices (PDF) - This guide, which addresses five interrelated components of a business system, is designed to satisfy the basic objectives of most UC business systems.

About Controls & Accountability
Organizational Chart

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